Lead Analyst - Global Compliance

Job Description

Lead Analyst Global ComplianceAbout RMSRisk Management Services (RMS) functions with all parts of business within EY to help our people meet global and local compliance responsibilities. It plays a critical role to identify and help manage risk by providing comprehensive service and assistance across different sub service functions like independence, conflicts, compliance, regulatory, policy and security. We started our operations in 2010 with the aim of providing consistent, efficient and high-quality services to risk management teams across EY member firms. Our users are across Americas, Asia-Pacific and EMEIA, with a broad set of stakeholders including Executive and Regional Risk Management teams and many service lines. We have a strong footprint across Gurgaon, Kochi and Poland.The opportunityGlobal Compliance team has been established to work with the business to assist in the design and implementation of a compliance monitoring framework across for various financial crime areas such as Anti-Money Laundering (AML), Insider Trading and Anti-Bribery & Corruption. Global Compliance has within its scope the monitoring and reporting on compliance activities and works with Global risk management executive and regional/country risk management teams across the globe.We re looking for Lead Analyst with 5+ years of experience in compliance processes including monitoring. This is a great opportunity to be part of a leading firm whilst being instrumental in contributing to strengthening of compliance framework of the firm.The incumbent should have subject matter expertise on financial crime area of Anti-Money Laundering (AML). The person shall be primary point of contact for global risk management executive and regional/country risk management teams. The person shall be responsible for the timely end to end execution of compliance monitoring process. The person shall also be required to assist in team management, operational aspects of the process such as quality measurement, reporting etc. This person will be expected to assist with the development of new compliance programs as well as other projects which are formulated or transitioned under Global ComplianceYour key responsibilities

• Acts as a liaison between global risk management executive and the team members and guide the team accordingly
• Applying subject matter expertise in the execution of Anti-Money Laundering (AML) compliance monitoring process
• Understands and guides the team on key requirements of firm, policies/guidance, stakeholders, and process and drive execution
• Ensuring effective and uniform daily work allocation
• Ensuring timely execution of the compliance monitoring
• Measuring and reporting team quality metrics
• Identify training, learning & development opportunities for the team members
• Providing team members with timely performance feedback
• Prepare AML reports and dashboards on PowerBI
• Driving operational and teaming requirements which would include but not be limited to:
  • Ensuring process documentation and process trackers are current and accurate
  • Data management
  • Maintaining appropriate access to reports and Sharepoint lists
  • Manage day-to-day administrative issues and communicating appropriately to the management
  • Keeping senior management informed about roadblocks and progress
  • Drive team building activities
  • Identify and implement process improvement ideas in collaboration with the Global process owners
  • Supporting other compliance processes on need basis (for example, Anti-Bribery and Corruption, Insider Trading)

Skills and attributes for success

• Individual should have strong understanding of KYC & AML due diligence process, AML laws and regulations, identification of red flags, screening on the tools and databases like World check, Factiva, Finscan etc.
• Capable of identifying issues and analyze scenarios against policy requirements
• Exposure of communicating with global stakeholders would be essential
• Succinct and structured oral and written communications skills with proven ability to explain in a crisp, clear and concise manner
• Innovative mindset and adaptive to changing technologies

To qualify for the role, you must have

• Bachelors or Master s degree from a reputed college
• Experience in mentoring team members
• Experience on managing end to end process
• Proficient with MS Excel, MS Forms, Power BI and SharePoint lists
• At least 5-7 years of experience in:
  • Research/Compliance processes
  • Data analysis and dashboard reporting
  • Strong logical and reasoning skills

Ideally, you ll also have

• Credible experience working in a fast-moving, client-driven environment

What you can look for

• A Team of people with commercial acumen, technical experience and enthusiasm to learn new things in this fast-moving environment
• A team which has its foundation in the core values of trust, respect and teaming. The team which focuses on supporting its colleagues to excel in their respective domains and provides avenues to help acquire and demonstrate new skills.
• Opportunities to work with Global Executive risk management teams on strengthening compliance framework

What working at EY offersEY Global Delivery Services (GDS) is a dynamic and truly global delivery network. We work across five countries Argentina, China, India, the Philippines and Poland and with teams from all EY service lines, geographies and sectors, playing a vital role in the delivery of the EY growth strategy. From accountants to coders to consultants, we offer a wide variety of fulfilling career opportunities that span all business disciplines. In GDS, you will collaborate with EY teams on exciting projects and work with well-known brands from across the globe. We ll introduce you to an ever-expanding ecosystem of people, learning, skills and insights that will stay with you throughout your career.EY is committed to being inclusive in all dimensions of diversity to ensure every employee can bring their authentic self to work, every day.About EYAs a global leader in assurance, tax, transaction and advisory services, we re using the finance products, expertise and systems we ve developed to build a better working world. That starts with a culture that believes in giving you the training, opportunities and creative freedom to make things better. Whenever you join, however long you stay, the exceptional EY experience lasts a lifetime. And with a commitment to hiring and developing the most passionate people, we ll make our ambition to be the best employer by 2020 a reality.If you can confidently demonstrate that you meet the criteria above, please contact us as soon as possible.Join us in building a better working world. Apply now,

Keyskills :
sqljavadeliveryreportingmentoringsubject matter expertisepower bired flagsworld checkdue diligenceteam buildingservice linesrisk managementteam managementglobal deliverysenior management