Bulk Hiring forAssistant Manager

Job Description

*About Standard Chartered We are a leading international bank focused on helping people and companies prosper across Asia, Africa and the Middle East. To us, good performance is about much more than turning a profit. Its about showing how you embody our valued behaviours - do the right thing, better together and never settle - as well as our brand promise, Here for good. Were committed to promoting equality in the workplace and creating an inclusive and flexible culture - one where everyone can realise their full potential and make a positive contribution to our organisation. This in turn helps us to provide better support to our broad client base.The Role Responsibilities
• The Job Holder s responsibilities extend to manage and oversee processing of Managing PMS Operations Equity, Fixed deposit, Mutual Funds a& related Client Servicing aspects of the job, Third party product IPO, Advance Brokerage scheme, NRI Clients processing.
• Handle Operations across various Asset & Product class i.e. Direct Equity, Mutual Funds, Alternate Asset class (Private Equity, Structured Note) etc
• Responsible for Billing Clients as per agreed fee plan (Fixed & variable).
• Computing Commission payout for channel partner
• Operations activities such as client activation, redemptions, Corporate Actions, trade allocation/reporting and settlement, client reporting , day end processing etc
• Various reconciliations (Bank, Stock etc)
• Identifying additional systems requirement & working with vendors to test the systems deployed.
• Handling audit queries.
• MIS reporting to management
• Ensuring & following compliance requirements, including SEBI reporting, Returns computation as per guidelines
• Strong focus on all Regulatory reporting and validation of the same with the checks and balances introduce to ensure accuracy. Take end to end responsibility of for all the regulatory compliance & logics built into the system.
• Built / Maintain /update tracker of all the issues observed during BAU with a view to improve processes by automation. This Roll requires high degree of independence, ability to quickly analyse issues / situations and get to the depth of the matter to resolve it.
• Manage & lead regulatory, Group, Internal, Statutory etc Audits
• Ensure all the services are delivered to the agreed SLAs monitor, measures and report performance of services being delivered.
• To oversee and ensure processing within the timelines defined by Regulators, Group & Process notes
• Ensuring completion of all Audits from Operation perspective in compliance
• Identifying the system requirement of new product development, Regulatory requirement, development, testing & system enhancements on timely basis
• Coordinate with Technology / Vendor to implement the regulatory / client level delivery
• To immediately bring to notice of the management any deviation, breach, concern, whenever applicable
• To maintain high level of integrity
• To remain vigilant and always oversee the activities of the team, with an eye for detail
• Oversee timely co-ordination with Auditors / Inspection team for Operations
• Familiar with all relevant IT applications like LD,LDCCM, Miles, Omne TR, DP Secure, DPM, CDAS etc
• Well versed with all laid down process requirements by SCB CDD, FCC, CCIB, PVB units
• To ensure timely responses to the Management, Seniors, other units, including managing stakeholders
• To always ensure error free processing of all type of requests
• To ensure compliance with the SEBI, Exchange, KYC standards and rules & regulations of the Company, the Group and all Regulators at all times
• To ensure that complaints and enquires are resolved as per defined turnaround time
• Well versed with KRA/ CKYC registration process and the requirements for Individuals & Non-Individuals
• To oversee timely processing and response for Prohibitory/Attachment orders & Regulatory queries
• Good knowledge of MS-Excel and MS Office
• Well versed with current KYC Norms / CDD Procedures/ Regulatory guidelines
• To publish all types of MIS and critical business reports to Senior Management and stakeholders
• Manage & oversee all activities of operations as a second in command or line after Line Manager/Head Ops.
• Handle the job additionally assign by Line Manager from time to time.
Regulatory & Business Conduct
• Display exemplary conduct and live by the Group s Values and Code of Conduct.
• Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
• Perform Team leader role diligently with integrity to achieve the outcomes set out in the Bank s Conduct Principles : [Fair Outcomes for Clients; Effective Financial Markets; Financial Crime Compliance; The Right Environment.]
• Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.
• Comply with SEBI, NSDL, CDSL, RBI and all other Regulatory guidelines & requirements at all times
Our Ideal Candidate
• Postgraduate (MBA in Finance is preferable) with a minimum of 4-5 Years of experience Optional, Graduation will also do
• Should have worked as Senior executive in PMS, Wealth Management or with a Custodian in Fund Accounting function.
• Should have a good understanding of products across asset class
• Strong process orientation & execution skills
• Should have good people management skills
Apply now to join the Bank for those with big career ambitions. To view information on our benefits including our flexible working please visit our career pages . We welcome conversations on flexible working.,

Keyskills :
salesnew product developmentmutual fundstatbankingaccountsmis