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Manager - Regulatory Compliance - LLB/LLM (5-12 yrs)

6.00 to 10.00 Years   Mumbai City   14 Dec, 2021
Job LocationMumbai City
EducationNot Mentioned
SalaryNot Disclosed
IndustryBanking / Financial Services
Functional AreaFinance / Accounts / Tax,Sales / BD
EmploymentTypeFull-time

Job Description

The Role:As Manager - Regulatory, you will be responsible for leading and supporting Regulatory projects, act as a trusted advisor to internal teams on financial regulations and contributing to the organizations business strategy. Description of work areas1. Identify & understand regulatory compliances pertaining financial services including Payments, Wallets, Insurance, Mutual Fund, Lending, and other emerging financial technology frameworks.2. Manage regulatory framework, policies, internal governance policies & Liaison with Regulators & Industry bodies.3. Ensure the company stays abreast with current and anticipated regulations as well as industry best practices.4. Evaluate and weigh multiple inputs and impacts of any new regulation, decision, ability to anticipate issues and proactively solve for open gaps and risks.5. Evaluate applicability of law, help build process around regulatory requirements.6. Create regulatory knowledge for new licenses and related registrations thereby significantly reducing external support.7. Deal with complex matters that cut across legal and compliance especially external regulatory compliance.8. New product approvals, research on applicability of law for new/existing license regulations and structure/reporting.9. Work closely and creatively with cross functional teams, including Compliance, Risk and Business functions, in reviewing and addressing regulations, guidelines and policies. 10. Ability to apply both depth and breadth of experience to influence internal and external stakeholders and lead projects/product direction.Ideal Candidate- The ideal candidate shall be a qualified Company Secretary / MBA finance / Chartered Accountant / Law Graduate (LLB/LLM Preferred) with regulatory compliance experience in Financial Services (Preferably in Payments)- Minimum 8-10 years post-qualification in regulatory and compliance function with direct engagement with financial sector regulators like RBI, SEBI, IRDAI, PFRDAI.- Managed In-house regulatory or compliance portfolio of financial services company handling inspection and audit by regulators would be preferred especially if related to payments industry Expectations other than qualification & technical experience.- Experience of working with Regulators in India having strong policy, regulatory, compliance and interpretation skills.- To be ahead of the curve in establishing a sound regulatory engagement & policy advocacy program.- Ambitious and dedicated, able to work independently as well as in multi-functional team.Salary offered: 10-30LPA,

Keyskills :
printer fleet managementmutual fundsfinancial sectorcorporate liaisonfinancial servicesregulatory projectsfinancial technologyregulatory complianceriskfinancelendingwalletsresearchcompany secretary

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