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Specialist, Client Due Diligence

3.00 to 6.00 Years   Mumbai City   09 May, 2021
Standard Chartered Bank Ltd
Job LocationMumbai City
EducationNot Mentioned
SalaryNot Disclosed
IndustryBanking / Financial Services
Functional AreaSales / BD
EmploymentTypeFull-time

Job Description

  • Assist the bank in carrying out anti money laundry policy through performance of client due diligence on clients during on-boarding, periodic review, and trigger review.
  • Assist the bank in conducting Client Due Diligence (CDD) for accounts opened in SCB Taiwan and related activities.
  • Work with Relationship Managers/Client Delivery Team ( CD ) to understand the client, correctly assess the client s Money Laundering Risk, gather documentation from publicly available sources, liaise with RMs/ CD / other departments (wherever required) and produce high quality & timely CDDs.
  • Provide Relationship Managers with insights into clients Anti Money Laundering risk and develop an understanding of Industry sector, client information and other relevant factors that could impact the Bank s AML risk.
  • Be competent and familiar with all CDD policies and guidelines and complete all CDDs in compliance with the guidelines and policies as well as regulations.
  • Ensure there are no overdue CDDs and also ensure fast TAT in executing the CDDs and complete all CDD-related exercises within the deadlines.
  • Work closely with RMs/CD/CRM to continue improve the CDD completion efficiency and identify and flag out weaknesses.
  • Escalate any CDD-related issues to Team Lead and/or CET Head.
  • Conduct CDD at the highest level of quality to protect the Bank from regulatory risk which could result in financial and reputational damage.
  • Use SCB systems (i.e. eCDD+) to record, renew and maintain records of CDDs. Ensure that all CDDs submission / responses are completed and accurate in timely manner and the related forms (e.g. CDD, GICs, Deferrals) are completed properly, handled with efficiency and duly authorized.
  • Liaise actively with the CDD QC, CD, Relationship Managers and members of the Operational Risk and Financial Crime Compliance functions.
  • Constantly review the process, system and underlying policies to ensure that they are efficient, fit-for-purpose and provide feedback to appropriate authorities.
  • Assist in FCR/AML tasks and ensure outcome meets the minimum deliverables required for each case assigned.
  • Work as team to backup each other and provide professional service level to the daily BAU jobs and ad hoc project assigned.
  • Complete all mandatory e-learning on a timely basis
Regulatory & Business conduct
  • Display exemplary conduct and live by the Group s Values and Code of Conduct.
  • Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
  • Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.
Our Ideal Candidate
  • TOEIC (900 and above)
,

Keyskills :
due diligencepersonal responsibilityregulatory riskservice levelanti money launderingoperational riskstatements of work sow

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