Subject Matter Expert, CFCC

Job Description

*About Standard Chartered We are a leading international bank focused on helping people and companies prosper across Asia, Africa and the Middle East. To us, good performance is about much more than turning a profit. Its about showing how you embody our valued behaviours - do the right thing, better together and never settle - as well as our brand promise, Here for good. Were committed to promoting equality in the workplace and creating an inclusive and flexible culture - one where everyone can realise their full potential and make a positive contribution to our organisation. This in turn helps us to provide better support to our broad client base.The Role Responsibilities

• As an independent second line risk control function, to execute the relevant aspects of the CFCC PRTFs through robust independent risk control and the provision of specialist advice and constructive challenge in a manner proportionate to the nature, scale and complexity of CPBB businesses.
• Onboarding/Periodic Review Holistic risk assessment of the client and consults and consolidate other control function prior to providing a no objection to the onboarding / Periodic Review (e.g. review all D and E clients at the point of on-boarding and all D and E clients with incremental risk identified).
• Prepare management reports and attend management meetings to update Chief Compliance Officer, Affluent, Private and Priority, relevant Head of CFCCA, CPBB Business Head, WM COO and other key business stakeholders of regulatory developments or regulatory issues/breaches.
• Provide CDD related training to CPBB Business and relevant stakeholders
• Advise CPBB Business team on any CDD, AML/CFT related matters (e.g. CDD documentation matters, assessment of Group and CPBB segment prohibitions and review of adverse news/PEP nexus/sanctions nexus and consults other control function where relevant).
• Review escalations received from CPBB team and other stakeholders in relation to red flags identified and submit an internal escalation to Financial Crime Intelligence Office ( FCIO ) team where required.
• Provide support and challenge to the Bank s senior management to ensure that they establish and monitor appropriate processes for compliance with compliance policies and standards (including meeting regulatory obligations and maintaining high standards of conduct).
• Establish and maintain effective processes (including training, advice and support) to ensure that policies, procedures and standards to address compliance risks are effectively implemented and adhered to across CPBB.
• Build and maintain an effective and constructive relationship with all key business and functional stakeholders that is based on trust, capability and integrity, providing timely, responsive and quality regulatory compliance advice and guidance to enable the business and functions to meet/ achieve their strategic tactical objectives.

QUALIFICATIONS:

• Compliance professional of at least 8 years standing with specific focus on CFCC CDD/ AML Advisory for CPBB business.
• Well-verse in the understanding of regulations impacting CPBB, and other like guidance / circulars.
• Good judgment enabling the provision of sound advice in difficult areas of regulation and practice and the proactive management of compliance and regulatory risk.
• Must possess excellent interpersonal skills and multi-cultural awareness and sensitivity.
• Sound judgement on business practices, regulatory relationship management and reputational risk.
• Be able to operate independently and demonstrate robustness in ethics and resilience.
• A team player and has the right aptitude to work with different stakeholders and committed to meet deadlines.

Apply now to join the Bank for those with big career ambitions. To view information on our benefits including our flexible working please visit our career pages . We welcome conversations on flexible working.,

Keyskills :
red flagsrisk controlrisk assessmentsenior management