Stock Broking Operations Head

12.00 to 15.00 Years Navi Mumbai 21 Mar, 2023

Job Location	Navi Mumbai
Education	Not Mentioned
Salary	Rs 14 - 16 Lakh/Yr
Industry	Banking / Financial Services
Functional Area	Securities TradingInvestment Banking / M&A
EmploymentType	Full-time

Job Description

Responsibilities:- Define, implement and manage operational processes as per regulatory framework to ensure exchange compliance.- Vendor management.- Able to build and manage teams for important functions like account opening, payin payout stock and funds, DP account, customer modification, RMS etc.- Responsible for customer support and seamless experience in a stock broking business.- Ensure process oriented, TAT driven customer support as per defined SOP.- Mentor and monitor team to ensure high level of accuracy and timely execution.- Coordinate with IT and Sales team for development of online customer support process and Process automations.- Handling regulatory audits of SEBI, Exchanges, etc.Candidate RequirementCA/ MBA Finance from good institute10 - 15 years of Experience in stock broking operationsKnowledge of back office software like LD and CDSLWell verse with DKYC process and other broking norms

Keyskills :
stock brokingcdsl

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Stock Broking Operations Head

Job Description

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