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Compliance Executive

1.00 to 2.00 Years   Agra   31 Aug, 2019
Job LocationAgra
EducationNot Mentioned
SalaryRs 2.0 - 3.0 Lakh/Yr
IndustryBanking / Financial Services
Functional AreaGeneral / Other Software
EmploymentTypeFull-time

Job Description

Designation : Compliance Executive Job Code : A- 03 No. of Openings : 1 Job Qualification : Any Graduate/ Post Graduate Job Experience : 1 - 2 Year Job Location : Agra Job Type : Full time CTC : 2.4 Lacs - 3.0 Lacs Compliances of various Exchanges like MCX/ NCDEX/ NSE/ BSE/ MCX- SX. Handling Inspection of Exchanges and submitting required details, if any. Limits setting of clients/ branches/ Compliance Officer Certificate. To handle banking facilities related work like renewal/ creation of Bank guarantee, FD etc. KRA:- Accepting & Checking demat a/ c opening form and trading account opening form.Maintain proper sequence and control of MIS.Should be able to work within deadlines.Verifying the various documents of clients.Making follow- up with clients.Handling KYC, DP, Payin, Payout works.Briefing clients about the documents required.Proficiency in Microsoft Office (MS Word, Excel- V Look Up/ H Look Up/ Pivot Table/ formulas/ excel shortcut keys/ Macros etc.,

Keyskills :
compliance customerrelations exchange kyc legal bankguarantee accountopening microsoftoffice dp ctc excel demat pivot macros banking trading control briefing

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