hireejobs
Register for Job
Hyderabad Jobs
Banglore Jobs
Chennai Jobs
Delhi Jobs
Ahmedabad Jobs
Mumbai Jobs
Pune Jobs
Vijayawada Jobs
Gurgaon Jobs
Noida Jobs
Oil & Gas Jobs
Banking Jobs
Construction Jobs
Top Management Jobs
IT - Software Jobs
Medical Healthcare Jobs
Purchase / Logistics Jobs
Sales
Ajax Jobs
Designing Jobs
ASP .NET Jobs
Java Jobs
MySQL Jobs
Sap hr Jobs
Software Testing Jobs
Html Jobs
IT Jobs
Logistics Jobs
Customer Service Jobs
Airport Jobs
Banking Jobs
Driver Jobs
Part Time Jobs
Civil Engineering Jobs
Accountant Jobs
Safety Officer Jobs
Nursing Jobs
Civil Engineering Jobs
Hospitality Jobs
Part Time Jobs
Security Jobs
Finance Jobs
Marketing Jobs
Shipping Jobs
Real Estate Jobs
Telecom Jobs

Manager - Compliance (Individual Contributor)

5.00 to 6.00 Years   Ahmedabad   29 Nov, 2022
Mangalam Placement Private Limited
Job LocationAhmedabad
EducationNot Mentioned
SalaryNot Disclosed
IndustryBanking / Financial Services
Functional AreaCompany Secretary
EmploymentTypeFull-time

Job Description

    Position: Manager - Compliance (Individual Contributor)Qualification: CSExperience: 5 to 6 yearsLocation: Gift City (Gujarat International Finance Tec-City)Duties and Responsibilities
    • Handling overall compliance with various Securities Laws (PMS Regulations, AIF Regulations, FPI Regulations)
    • Preparation of periodic reports for SEBI Compliances (Monthly, Half-yearly reporting etc.),
    • Handling day to day compliances of each business segment and ensuring that all guidelines are implemented in respect of various activities.
    • Keeping self-updated about the latest regulations and amendments issued by the Regulators.
    • Providing the data for Internal, Statutory Audits
    • Manage ongoing compliance requirement for international and domestic structures, assist in due diligence process for any M&A or Strategic tie-up etc.
    • Ensuring the Compliance of AML & Employee trading policy & Code of conduct for Employees
    • Provide compliance trainings to the employees as and when required
    • Preparation of Investment Committee working papers and presentations
    • Monitoring of Investment Risk Framework and highlight the deviations
    • Preparation and circulation of Investment Risk MIS to the stakeholders
    • Working Knowledge on Key Regulations: PMS, AIF III, FPI FEMA, Company Act etc
    • Candidate should have relevant experience in Compliance function for the organization in the Financial Services industry.
    • Experience in PMS and AIF industry in equities business is preferred

Keyskills :
femapmsaifsebi

APPLY NOW

Manager - Compliance (Individual Contributor) Related Jobs

© 2019 Hireejobs All Rights Reserved