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CA - Audit Inspection - Bangalore

1.00 to 6.00 Years Bangalore 28 Dec, 2024

Job Location	Bangalore
Education	Not Mentioned
Salary	Not Disclosed
Industry	Financial Services
Functional Area	Audit
EmploymentType	Full-time

Job Description

Hiring with a leading financial service company in BangaloreRole: Inspection ( Compliance, Audit , Internal Audit , SEBI )Education : CAJob description1. Conduct inspection on members site as per the inspection calendar for the quarter following a pre-approved checklist or conduct inspection on members offsite based on alerts received.2. Continuous monitoring of the data submitted by the trading member to the Exchange.3. Draft the inspection report for the member.4. Expand the scope of inspection beyond the pre-approved checklist after consulting manager. 5. Prepare the preliminary observation sheet for the inspection and schedule the closure meeting between the member and manager.6. Verify the inspection report prepared by the maker.7. Conduct compliance visits for new members/ brokers to acquaint them to the compliance requirements and inspection process.8. Escalate matters like non co-operation of member/delay in furnishing data to the respective ManagerInterested candidates can share their cvs hidden_email

Keyskills :
sebi compliancecapital marketcompliancefinancial marketssebi regulations

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CA - Audit Inspection - Bangalore

Job Description

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