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Compliance Officer - BFS

5.00 to 10.00 Years   Bangalore   31 Jul, 2023
Job LocationBangalore
EducationNot Mentioned
SalaryNot Disclosed
IndustryRecruitment Services
Functional AreaGeneral / Other Software
EmploymentTypeFull-time

Job Description

    Responsibilities for Compliance Officer : - Mastermind compliance policies and protocols on behalf of the organization- Develop and implement a compliance program to ensure the organization operates in accordance with SEBI.- Acquiring CAT 3 Licence and involves verifying the accuracy of financial data received from various stakeholders, NAV computation, reconciliations, and other corporate finance activities.- Determine compliance metrics and establish a system for tracking them.- Sign off on any marketing and advertising collateral to ensure it is compliance- Remain up to date on SEBI laws related to the organization and update policies accordingly- Perform compliance audits to determine whether establish protocols are being followed and where they can be improved- Maintain up to date written documentation and policies related to the organizations business activities- Create compliance resource library for staff members to reference when they have questionsQualifications for Compliance Officer : - 5+ years prior experience in risk management or compliance roles- Must have, or be willing to obtain, a compliance certification- Superior attention to detail in order to identify and correct risky practices- Must be a strong communicator and capable of expressing oneself clearly both speaking and in writing- Possess a collaborative personality and be open to suggestions from team members- Exemplify strong knowledge of industry protocols and best practices- Excellent analytical skills and ability to accurately interpret complex documents and policies- Strong time management and organizational skills and able to meet deadlines- Should have a strong moral code and sense of ethicsThis job opening was posted long time back. It may not be active. Nor was it removed by the recruiter. Please use your discretion.,

Keyskills :
draftinglegalcompliancefinancial datarisk managementtime managementcorporate financeanalytical skillsfinance

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