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Functional Compliance - Emerging Lead

5.00 to 7.00 Years   Bangalore   13 Aug, 2021
State Street Corporation
Job LocationBangalore
EducationNot Mentioned
SalaryNot Disclosed
IndustryBanking / Financial Services
Functional AreaGeneral / Other Software
EmploymentTypeFull-time

Job Description

Job Description Star Operations (SA Emerging Lead - 320)Senior Associate - Emerging Lead position role in the Conduct Risk Management Team. Responsibility of this role includes but not limited to conduct risk policy monitoring, resolve employees queries related to policy requirements, assist with regular and ad hoc tasks related to policy compliance, assist with management reports, be vigilant of any potential incidents of non-compliance.Roles and Responsibilities

  • Develop a strong understanding of State Street s Standard of Conduct, Outside Activities policy, Conflict of Interest, and other Conduct related policies and requirements
  • Develop and demonstrate proficiency with Conduct Risk policies and Star Compliance
  • Execute the accurate processing of different types of transactions (such as review of Outside Activities, review of employee requests, administration of the systems etc.) in accordance with standard operating procedures
  • Ensure that all transactions are executed on a timely manner, and issues are escalated appropriately
  • Assist State Street employees, including management, with questions regarding various topics, including the Standard of Conduct or other Conduct Risk Policies.
  • Proactively interact with and coordinates with global Conduct Risk teams for policy administration
  • Perform ad-hoc projects and requests
Skill Requirement
  • Work experience 5 to 7 years
  • Mandatory: Effective communication(Verbal/Written)
  • Industry background(Compliance/Audit etc.)
  • Ability to work under pressure
  • Owners mindset
  • Application Skills: MS Office - Word, Power Point, Excel, and Outlook
  • Enthusiastic and eager to learn
,

Keyskills :
conflict of interestms officerisk managementcompatibility testingriskwordexcelconflictchartmaxxmanagementoperationscompliancepowerpointmonitoringadministrationInsider Trading RegulationsMarket Abuse Regulations

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