IC & PM Analyst

Job Description

Business DescriptionJ.P. Morgan Asset & Wealth Management, with client assets of $2.2 trillion, is a global leader in investment and wealth management.AWM serves institutions, high-net-worth individuals and retail clients through two businesses: Asset Management ( AM ) and Wealth Management ( WM ). AWM offers investment management across all major asset classes including equities, fixed income, alternatives, multi-asset and money market funds. For individual investors, the business also provides retirement products and services, brokerage and banking services including trusts and estates, loans, mortgages and deposits.AM brings comprehensive investment management services and products on a global scale across multiple asset classes to retail investors and institutional clients. Such services include the provision of sub-advisory services to other investment managers, whether affiliated or unaffiliated, and their clients, from both the United States and Internationally. AM s clients benefit from a range of investment activities, which include a range of strategies including, Equity, Fixed Income, Current and Real Assets, Multi-Asset Solutions. Liquidity, Private Equity and Hedge Funds.WM includes both the Private Bank ( PB ) and JPMorgan Securities ( JPMS ). WM offers investment advice and wealth management services, including investment management, capital markets and risk management, trust and estate planning, banking, lending, custody, mortgage, and specialty wealth advisory services. WM offers these services to high-net-worth and ultra-high-net-worth individuals, families, money managers, business owners, trusts, personal holding companies and corporations worldwide, including law firms, private equity and hedge funds where the principals of such firms also maintain individual relationships with WM. WM also provides services to charities, foundations and endowments, as well as structures associated with each of the above such as personal holding companies, trusts and corporations.AWM Finance and Business Management is responsible for financial planning and analysis, regulatory reporting, strategy, capital stress, business management and internal control on a global basis. The Internal Control & Program Management (IC & PM) team is part of AWM Finance and Business Management and is responsible for several control initiatives and works closely with many support functions across AWM. The team manages the following control initiatives: Sarbanes-Oxley (SOX) & CCAR CFO Attestation Program ( CCAP ) External Reporting Quality Assurance ( ERQA ) Resolution and Recovery Planning Program Management Coordination and documentation of AWM s quarterly Management Representation Letter and Control Affirmation process Preparation and analysis of legal entity Reorganization and Capital Actions ( RCA ) and inter-company guarantees Legal Entity Structure / Reg-W Reporting (including Metrics / EMRs) Legal entity reporting and analysis as it relates to the Global Enterprise Management System ( GEMS ), rationalization and other business programs (i.e., FATCA); Material Risk Inventory; and Control managementRoles & Responsibilities for SOX & CCAP The candidate will participate in audit type testing for the SOX and CCAP controls to ensure the design of the control is adequate to mitigate the inherent risk and test the required samples for confirming the operating effectiveness of the control. The candidate will also participate in audit type reviews of financial regulatory reports to ensure they are in compliance with the regulatory requirements. The candidate will ensure the financial integrity of the regulatory reports by conducting risk based examinations, data integrity reviews, operational reviews and various special projects. The candidate will be responsible for the following tasks: Perform testing of controls which includes participating in walkthroughs, documenting process flows, requesting information from process owners, collecting evidence, executing test steps, participating in status updates with business owners to share progress and working with the team lead to consolidate results; Maintain accurate and complete documentation and follow-up on items through completion; Report findings to the Program manager; Track the status of deficiencies and their remediation by process owners; Assist with monthly and quarterly reporting; Contribute ideas to strengthen internal controls and improve operational efficiency; Support special projects, as needed, and Stay current with evolving industry and regulatory changes, analyzing their impact to business objectives, processes, and compliance.Experience & Skill Set 1 to 3 years experience in Auditing, Accounting, Internal Control, Quality Assurance and/or Finance; Degree or Post Graduate Degree in Accounting or Finance; CA/ CPA (or any other professional accounting qualification) Preferred; Strong background in and/or familiarity with the Financial Services Industry; Working knowledge of operational risks and controls; Strong skills in time management, problem solving, written and oral communication; Works well individually and in teams, shares information and supports colleagues; Ability and desire to learn quickly, be flexible, and think strategically; Self-motivated and willingness to take ownership of a project; and Working knowledge of Microsoft Office applications,

Keyskills :
apital markets data integrity human resources law firms money market wealth management services risk management problem solving time management fixed income