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Job Location | Bangalore |
Education | Not Mentioned |
Salary | Not Disclosed |
Industry | Recruitment Services |
Functional Area | Operations Management / Process Analysis |
EmploymentType | Full-time |
We have an urgent opening with an Investment Bank Please find the below JD.- Ensuring that the organization complies with outside regulatory and legal requirements, as well as internal policies and bylaws- Working hand in hand with management and staff to identify and manage regulatory risk- Having appropriate disciplinary measures in place in the event of a regulatory breach in order to avoid a future recurrence- Maintaining open lines of communication with all relevant decision makers and stakeholders in order to keep all parties informed of regulatory changes- Organizing regular training sessions for employees in order to efficiently communicate key regulatory changes and updates- Ensuring standards through disciplinary policies to ensure the organization achieves and maintains government compliance- Creating and implementing organizational policies, standards, and procedures to comply with applicable regulations- Ensuring that the company is equipped with internal controls that adequately measure and manage the risks it faces.,
Keyskills :
internal controlscosoexternal auditgovernmentinvestmentcommunicationmanagementtraininggenerally accepted accounting principlesassuranceregulatoryus generally accepted accounting principlesus sec filings