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Risk Management Surveillance

2.00 to 5.00 Years   Bangalore   19 May, 2020
Job LocationBangalore
EducationNot Mentioned
SalaryNot Disclosed
IndustryRecruitment Services
Functional AreaRisk / Underwriting
EmploymentTypeFull-time

Job Description

Administering the risk management activities for Institutional, HNI & retail clients.Client & Dealer Mapping for retail, HNI and Institutional Clients. Resolve client Queries Setting of limits for clients trading in the Software, Margin funding Handling, Monitoring the trades throughout the day To check trades are not being executed in Ban scrips Intraday Monitoring of clients in both segment Cash & FNO, Raising Triggers & alarms. Monitoring & reporting PMLA alerts. Extending support to the entire client base on stocks, risk management system, account opening, portfolio tracking, and brokerage related issues. Formulating RCSA- (Risk & control self -assessment) & quarterly testing for all operation processes to identify key risk & put control around the same. Identifying suspicious and unusual cases at scrip & client level and accordingly reporting to Regulators like NSE and BSE. Maintain active clients as per the defined norms and activate dormant clients. ualifications and Educational Requirements: Bachelors/Master Degree in the field of Commerce or Management and NISM certification preferred Preferred Skills: Strong analytical/Logical skills , Good number skills, Leadership/management skills, Knowledge of equity and derivative markets, Positive attitude, and participants with Big dreams and Carrier growth.Salary 3 Lac To 7 Lac P.A. Industry Medical / Health Care / Hospitals Work Experience 2 - 5 Years Qualification Other Bachelor Degree,

Keyskills :
medicalcoding riskmanagement hni risk testing trading ccountopening managementsystem cash medical control funding

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