senior process executivevoice

Job Description

Knowledge of Corporate, Wholesale, Commercial and Investment Banking ClientsExcellent communication skills, you are self-motivated and capable of prioritizing workloads as required Detail focused and able to easily identify deviations from agreed process or policy Proactive and good problem solving skills Excellent written and verbal communication skills Able to work independently and be proactive in a team environment Excellent attention to detailGood interpersonal skills Willing to work in shifts in a 24/7 environment Principal Responsibilities Perform verification and research pertaining to the identity and reputation of clients (customer due diligence) so as to ensure compliance of the Bank with regulatory obligations of vigilance Validate the acceptability of the client relationship per internal compliance standards and procedures Determine appropriate methodology and due diligence approach and information required to verify the identity of the customer and relevant third parties based on global policy and local regulatory requirements Assess the relevance and completeness of information supplied by the Front Office upon the take on of new customers and provide guidance to Business Lines on KYC requirements Carry out due diligence checks and information searches per standards of client take on and categorization rules, and undertake additional reputation checks and diligences when necessary by screening various public sources Analyze and form an opinion on a) the acceptability of the customer/counterparty, b) completeness of the KYC file and c) compliance with internal policy and external regulatory requirements. Validate the customer/counterparty on the client referential system in accordance with the KYC assessment, indicating appropriate roles and restrictions, as necessary Complete and validate the KYC file in the information systems while ensuring the proper readability of information as well as the quality and coherence of data attributes Maintain and update client data (e.g. change of name, change of address, merger with other entity, change of ownership) in the client referential database during the review process or when Front Office advise KYC such information Knowledge of the wide range, and complex variety, of fund/corporate structures Working knowledge of Lexis-Nexis, World-Check, and Banker s Almanac and other utilities is a must Analytical skills in respect of a wide variety client types, financial institutions, quoted companies, private companies, hedge funds, etc. Understanding of KYC principles and in-depth knowledge of corporate structures Exposure to KYC for complex legal entities and Enhanced Due Diligence (EDD) Understanding of 4MLD and Global AML process Manage PEP Alerts received into the hub and evaluate against Group Policy & Gather information about PEP and High Risk customers A strong understanding of Financial Crime regulations and policies (AML, Sanctions, and Anti-Bribery and Corruption) and the ability to make recommendations for a customer case based on available evidence Solid knowledge of AML/KYC requirements or Economic Sanctions laws and regulations gained within a corporate environment, and experience of Corporate AML/KYC documentation and AML regulations Classify customers in accordance with MIFID, FCA and other relevant Regulations as required. Specialist/Technical Knowledge: Strong organizational skills and ability to successfully manage multiple tasks Experience of using external data sources e.g. Dun & Bradstreet World Check Understand KYC principles and how to apply within a review/renewal activity Good technical knowledge of KYC, Anti-Money Laundering (AML) and Sanctions,

Keyskills :
sla accounts quality insurance edgefunds frontofficeoperations customerrelations worldcheck grouppolicy financialcrimesinvestigations frontoffice