Legal and compliance

Job Description

The role of Analyst in Legal & Compliance shall encompass various tasks including, but not limited to, the following: Handle corporate and legal compliance process Ability to conduct through legal research with different tools Process transactions, log calls & queries, maintain checklists, etc. Provide quality assurance Create training plans and manuals, quality manuals, SOPs, query log, escalation matrix Guide and mentor junior team members Implement the Quality system in the project Implement tools and applications Ensure appropriate use of methods, tools, and techniques in project Coordinate customer-related activities including acceptance of the deliverables Should be able to quickly train and work on client tools. Roles & Responsibilities: Candidate should have at least 2 - 3 years experience in the legal/corporate department of a fiduciary or have worked in a law firm. Candidate should be willing and looking to consolidate and grow the skills and talents in the long term with a company that works in a strong team and results-based environment. Technical Skills Good exposure to legal documents or legal services and compliance General Capital Markets knowledge and introductory knowledge of OTC Derivatives, Listed Derivatives, Prime Brokerage or Securities Finance, LP Agreement Hands on experience of legal outsourcing services Proficiency in using MS Office Suite Good knowledge of MSAs, SoWs, TOs, POs, and end to end contract lifecycle Experience in Invoice verification against SOW s/ Rate card Exposure in checking of CR s & SOW s Standard templates, standard text and other expectation based on group standards Experience in Data Privacy, Data security, compliance implementation etc. helpful Experience in writing compliance memos and preparing compliance reports a requirement Ability to perform email/phone outreach to relevant stakeholders and engage on discussions related to quality of assessment output Ability to prepare written summaries using information from variety of sources Qualifications:, The role of Analyst in Legal & Compliance shall encompass various tasks including, but not limited to, the following: Handle corporate and legal compliance process Ability to conduct through legal research with different tools Process transactions, log calls & queries, maintain checklists, etc. Provide quality assurance Create training plans and manuals, quality manuals, SOPs, query log, escalation matrix Guide and mentor junior team members Implement the Quality system in the project Implement tools and applications Ensure appropriate use of methods, tools, and techniques in project Coordinate customer-related activities including acceptance of the deliverables Should be able to quickly train and work on client tools. Roles & Responsibilities: Candidate should have at least 2 - 3 years experience in the legal/corporate department of a fiduciary or have worked in a law firm. Candidate should be willing and looking to consolidate and grow the skills and talents in the long term with a company that works in a strong team and results-based environment. Technical Skills Good exposure to legal documents or legal services and compliance General Capital Markets knowledge and introductory knowledge of OTC Derivatives, Listed Derivatives, Prime Brokerage or Securities Finance, LP Agreement Hands on experience of legal outsourcing services Proficiency in using MS Office Suite Good knowledge of MSAs, SoWs, TOs, POs, and end to end contract lifecycle Experience in Invoice verification against SOW s/ Rate card Exposure in checking of CR s & SOW s Standard templates, standard text and other expectation based on group standards Experience in Data Privacy, Data security, compliance implementation etc. helpful Experience in writing compliance memos and preparing compliance reports a requirement Ability to perform email/phone outreach to relevant stakeholders and engage on discussions related to quality of assessment output Ability to prepare written summaries using information from variety of sources Qualifications:,

Keyskills :
data securityms office suitequality systemms officetechnical skillslegal researchlegal compliancequality assurancecapital marketsprime brokeragedata privacylegal servicesstatements of work sow