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| Job Location | Mumbai City |
| Education | Not Mentioned |
| Salary | Rs 3.0 - 4.0 Lakh/Yr |
| Industry | Broking |
| Functional Area | Risk / Underwriting |
| EmploymentType | Full-time |
Your profile has been shortlisted for a role with us.JD:Monitoring, tracking and review of Regulatory changes / circulars issued on daily basis, disseminating the same to the respective stake holder and ensuring compliance.Monitoring SEBI debarred entities and uploading the data and blocking of accounts.IRDA Compliance related to Corporate AgentSubmission Annual and half yearly returns with IRDAMapping and Demapping of Tie up agreements with IRDACoordination with IRDA, III and NSE IT for various examination, training, exam registration and SP Sponsorship issues.Handling IRDA Inspection and Insurer Inspection/ auditsReplying to Inspection observation of IRDAEnsuring compliance framework for TPD (Approvals of products, review of agreements, empanelment letter and grievances).Handling Investor Grievance escalated through regulator and co-ordination with Customer support team for IGRP and liaising with exchanges for the such mattersMonitoring and ensuing adherence of Branch compliances and ensuring periodic self-certification for the same by Branches.Implementing compliance Governance through self certification from each Department head by way of obtaining Compliance Test Report from them and periodically update the CTRResponsible for maintenance of records and data as per the ISO data management requirement and coordinator for ISO audit w.r.t. Compliance / Regulatory process.RegardsSanjana -9923292941/022-33034596
Keyskills :
complianceinspectionirdaframeworktrainingandlingreplyingauditsproductsobservationregistrationapprovalsensuringcompliancetestingsponsorshipmonitoringiiinseitforvariousexaminationinsurerissues.reviewofagreementstrackingreviewofregulat