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Assistant ManagerCompliance

1.00 to 4.00 Years   Mumbai City   25 Feb, 2020
QUANTUM ASSET MANAGEMENT COMPANY PRIVATE LIMITED
Job LocationMumbai City
EducationNot Mentioned
SalaryNot Disclosed
IndustryBanking / Financial Services
Functional AreaFinance / Accounts / TaxLegal Support Services
EmploymentTypeFull-time

Job Description

  • Roles and Responsibilities :
  • (a) Responsible for reviewing, monitoring, and filing of Advertising Materials, PPTs, Articles, Fact Sheets
  • (b) Responsible for reviewing, interpreting, monitoring and implementation of circulars / notifications issued by SEBI / AMFI / PMLA
  • (c) Responsible for preparation Reports with SEBI / AMFI / Board of Directors of Asset Management Company / Trustee Company from time to time as per SEBI Mutual Fund Regulations, 1996.
  • (d) Responsible for due diligence / verification of Compliance Policies and Compliance Manual
  • (e) Responsible for Pre and Post Committee Meeting Functions - preparation of agenda papers, reports, minutes etc.
  • (f) Responsible for Preparation & Updation of Scheme Information Document / Key Information Memorandum / Statement of Additional Information
  • (g) Responsible for verification of compliances of various acts applicable to the AMC, Trustee and Mutual Fund
  • (h) Co-ordination with the Internal and Statutory Auditors
  • (i) Co-ordination within the Internal Departments
  • Maintenance of Statutory Records and MIS ,

    Keyskills :
    salesmis accountstat bankingboard of directors court appointed receivermutual funds due

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