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| Job Location | Mumbai City |
| Education | Not Mentioned |
| Salary | Not Disclosed |
| Industry | Recruitment Services |
| Functional Area | Sales / BD |
| EmploymentType | Full-time |
Our Client is one of the finest Fintech Unicorns in India. Financed by Marquee investors they are redefining consumer finance, investment management in India ROLE DESCRIPTION: 1. Review various circulars issued relating to KYC / AML and review its implementation ; 2. Check various Exchange & Depository circular issues relating to customer verification & processes 3. Guide the Onboarding team on various matters including Esign mechanism and other areas of authentication; 4. To review process relating to online nomination, online account closure, account opening documents and confirmations; 5. Understand the complete process of aadhar based and non-aadhar based authentication and ensure necessary compliance under various application regulations; 6. Ensure proper concurrent audit of accounts opened and see that observations are resolved in consultation with onboarding and other concerning teams; 7. Review the KRA rules and ensure all processes relating to KRA procedures are followed; 8. Represent before Regulators / Depositories on concept papers and / or process related matters; 9. Review various surveillance circulars issued with respect to client monitoring 10. Ensure compliance with anti money laundering norms and continuous build up of process relating to client due-diligence, risk classification and other monitoring measures; 11. In co-ordination with legal team set up client terms and conditions, for various products launched; 12. Handle regulatory inspection, in matters relating to KYC / Onboarding / AMLPerson Profile :- Exceptional Process understanding- At least 12 years experience - Experience in a Fintech firm is ideal- but we can also look at Stock Broking, Investment Management- Understands technology and is passionate about redefining processes using technology- Effective Communication skill as required to communicate with various functional heads and other stake holders;- Process focussed and laying down best standards of functioning;- Deadline and Detailed oriented,
Keyskills :
anti money launderingstock brokingdue diligenceaccount openingconcurrent auditconsumer financecontinuous buildfullfinal settlement