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AVP Business / Operational Audit

8.00 to 12.00 Years   Mumbai City   04 Jul, 2019
Job LocationMumbai City
EducationNot Mentioned
SalaryNot Disclosed
IndustryBanking / Financial Services
Functional AreaFinance / Accounts / TaxSBU Head / CEO / Director
EmploymentTypeFull-time

Job Description

* The Audit Manager oversees audits and control consulting engagements, using a risk based audit methodology that evaluates corporate management and operating practices.* The Audit Manager oversees audit planning, field work and audit reporting; and prepares reports, communicating findings and recommendations to line and senior management.* The Audit Manager will review automated audit workpapers prepared by audit staff to ensure sound audit theory and compliance with the departments methodology.* The Audit Manager will be responsible for the daily supervision of audit staff and responsible for the development of audit staff and the completion of performance evaluations.* The Audit Manager ensures that reviews are completed in compliance with the Corporate Audit Department and Institute of Internal Auditor standards.* The candidate requires good analytical, interpersonal, time management, research and communications skills.* They must be able to effectively work with new and changing situations, including new industry regulations, where there may not always be a readily apparent solution.* The Audit Manager must be able to view controls issues and concerns from the perspective of both the Audit Committee and Senior Management.* The candidate must be capable of presenting results to senior management.* The candidate will participate in various special projects.* Financial Service industry experience: Mutual Funds, Institutional Investment, Private Wealth Management, Custody, Treasury, Global Securities Services, Foreign Exchange, Securities Lending, Investment Manager Solutions, Trading, Derivatives and Compliance.Skills and Qualifications: * Eight plus years of audit experience in either Public Accounting or Internal Audit.* BS degree required.* Audit experience in either Public Accounting or Internal Audit. Professional audit certifications preferred, CPA, CIA is a plus.* Financial Service industry experience: Mutual Funds, Institutional Investment, Private Wealth Management, Custody, Treasury, Global Securities Services, Foreign Exchange, Securities Lending, Investment Manager Solutions, Trading, Derivatives and Compliance.* Demonstrated technical abilities in select areas, audit, accounting, regulatory, compliance, etc.,

Keyskills :
mutualfundsinternalauditauditplanningtimemanagementauditcommitteeserviceindustrywealthmanagementsecuritieslendingieldwateauditeignexchangeatemanagement

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