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| Job Location | Mumbai City |
| Education | Not Mentioned |
| Salary | Not Disclosed |
| Industry | Management Consulting / Strategy |
| Functional Area | AuditFinance / Accounts / Tax |
| EmploymentType | Full-time |
Seeking an auditor to execute Compliance audit with focus on Broker-Dealer compliance, Anti-Money Laundering program and Anti-Corruption program.Job Description The Candidate will be involved in the development, planning and/or performing of Compliance audits across the firm with a focus around EMEA regulations and including: Assisting in the preparation of audit planning memoranda. Identifying and evaluating key risks and contributing to establishing audit scope. Leading walkthrough meetings and discussions with the purpose of developing audit test programs and identifying control issues. Executing audits in line with audit test programs and within time budgets and leading certain aspects of audits/reviews. Appropriately assessing potential findings for significance. Drafting audit reports; writing clear and concise findings Communicating audit findings to the Internal Audit lead auditor and client management; assist with negotiating finalization of issues with senior client management. Track implementation of recommended processes designed to strengthen internal controls. Developing solid working relationship with clients.,
Keyskills :
auditreports internalaudit auditplanning clientmanagement regulatorycompliance planning management compliance regulatory regulations ntimoneylaundering