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Compliance & Company Secretary

5.00 to 7.00 Years   Mumbai City   08 Nov, 2019
Job LocationMumbai City
EducationNot Mentioned
SalaryNot Disclosed
IndustryRecruitment Services
Functional AreaLegal Support Services
EmploymentTypeFull-time

Job Description

  • Responsible to manage the Compliance and secretarial functions of the NBFC
  • Preparing and guiding implementation of the regulatory requirements placed by RBI & Group
  • Liaisoning with regulators on a regular basis including during inspections
  • Coordinating with internal audit & control teams to ensure that compliance policies are implemented, reviewed and course correction is done wherever required
  • Being abreast with latest regulatory developments and guiding implementation within the Organization
Desired Candidate Profile
  • Candidate should have an experience of 5-7 years as a senior compliance officer of a NBFC
  • Having experience with a systematically important NBFC. Preferably MNC NBFC
  • Education - CS with added LLB qualification preferred
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Keyskills :
drafting llb basis cs liaisoning banking companysecretary companylaw law stock trading brokerage legalcompliance audit anization lawc atelaw

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