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Job Location | Mumbai City |
Education | Not Mentioned |
Salary | Not Disclosed |
Industry | Banking / Financial Services |
Functional Area | Corporate Legal Department |
EmploymentType | Full-time |
The Legal Department has a number of key operations to meet our obligations to various regulatory oversight and investigative bodies as necessary. Within the Legal Department, the Office of the Secretary ( OTS ) partners with senior management, control groups, lines of business and corporate units to promote effective governance of the Firm, its branches, subsidiaries and affiliates. OTS also works closely with the Firm s Board of Directors and is responsible for the coordination of Board meetings and materials.The Corporate Secretarial - Associate will work under the direction of management and will be responsible for the day-to-day oversight/supervision and execution of the duties. This includes, but is not limited to analyzing Legal Entity data entered within GEMS to ensure data governance and data quality standards are in place, look for efficiencies in business process and work with our technology partners to implement solutions.Additionally will validate that procedures and controls are adhered to, participate in the annual Risk Control Self-Assessment process to ensure established controls are adequate to mitigate risk. Preparing management reporting evidencing results and recommendations from the reviews will be presented to management. Regular communication with management and issue escalation.Duties include, but are not limited to:
Keyskills :
msofficecompanylawdataqualityriskcontrolsmallbusinessproblemsolvingdatagovernanceassetmanagementbusinessprocesscompanysecretarymanagementqualitystandardsoardofdirectseni