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Financial Reporting Senoir Associate

5.00 to 8.00 Years   Mumbai City   18 Sep, 2019
StateStreet Global Advisor Pvt Ltd
Job LocationMumbai City
EducationNot Mentioned
SalaryNot Disclosed
IndustryBanking / Financial Services
Functional AreaSales / BDFinance / Accounts / Tax
EmploymentTypeFull-time

Job Description

Job Location: Mumbai

Shift Timings: 6:00 PM IST to 3:00 AM IST or

7.00 PM IST to 4.00 AM IST

Purpose of the Job

The purpose of the job is to provide end to end support to investment company clients their Compliance teams meaningful insights into funds ability to comply with SEC requirements and also the compliance with guidelines given in the prospectus and Statement of Additional Information (SAI).

Roles and Responsibilities (list the primary job duties and responsibilities)

  • Supervises the daily and monthly activities of the Investment Compliance Monitoring staff.
  • Manages the day-to-day activities and controls to ensure daily deliverables are met and that daily work is performed accurately.
  • Ensures Standard Operating Procedures are being followed.
  • Manages and facilitates timely resolution of issues.
  • Keep management informed of any potential issues
  • Keeps abreast of regulatory compliance and developments for the assigned area and apprises staff as necessary.
  • Identifies and analyzes operations risks related to current and potential business and recommends procedural changes as needed
  • Provides immediate supervision to a group, assigning tasks and checking work at regular intervals. A portion of the time is normally spent performing individual tasks related to the unit
  • Participates on projects or committees within the department and/or with BU Shared Services, COEs and Client Operations teams.
  • During the course of normal day-to-day operation, responsible for identifying any unusual or potentially suspicious transaction activity and reporting and/or escalating in accordance with corporate policy and guidelines detailed in relevant operating procedures.
  • Conducts periodic performance reviews; provides ongoing counsel, training, development and motivation of staff.
  • Participates in the hiring, salary, promotional and termination recommendation process

Mandatory Process Skills Sets:

  • Fund Accounting
  • Transaction Processing Management
  • Financial Analysis
,

Keyskills :
standardoperatingprocedures musicmaking fundaccounting sharedservices financialanalysis tatementsofw ksow behavi altraining perf mancereviews regulat ycompliance compliancemonit ing investmentcompl

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