Generalist Auditor

Job Description

a) Corporate & Institutional Banking: This provides a full range of solutions tailored to the needs of two client franchises: corporates and institutional investors.b) Retail Banking & Services: This consists of the Group s retail banking networks and the specialized financial services. Today, BNP Paribas India Solutions provides best-in-class solutions in three main business verticals:Information Technology : Application Development and Maintenance, IT Production Support, IT Testing, IT Infrastructure and IT Security.Operations : Payments Processing, Trade Finance Operations, Capital Markets and Client Management Operations.Finance: Account Payables and Nostro Reconciliation, Financial Accounting and Reporting, Accounting Controls, Business Analysis and PerformMain Objectives & Purpose :To participate in audit assignments to facilitate business and support activities in a risk controlled environment.To participate in reviews on an ad-hoc basis as required by regulators, business lines, entity management and audit committees.To assist to review the implementation status of audit recommendations for closure.To assist in conducting audit risk assessments and periodic reporting to IG APAC and IG Head Office.Key Results Areas :Audit AssignmentsHead of assignmentLead the assignment / review in accordance with BNP Paribas Group Internal Audit Guidelines, International Professional Practices and established internal communication protocol.Oversee and co-ordinate work performed to ensure optimal resource allocation and efficient completion of assignment.Planning of the assignment e.g. preparing the methodology, collating raw data, obtaining past recommendations, preparatory meetings with auditees etc.Assess the adequacy and effectiveness of the system of internal control.Raise appropriate findings and recommendations to mitigate identified risksReview work done by audit team to ensure that the work scope objectives are achieved.Complete the audit report within the recommended timeline.Escalate to the Supervisor unresolved matters or disputes with the auditees for timely resolution.Team memberAssist in the documentation gathering for the assignmentAssist in the review of the audit scope by carrying out audit objectives and test steps to achieve these objectivesDocument work performed on investigation working papers for easy retrieval to substantiate work done.Review the implementation of recommendations upon request for closureValidate the implementation of recommendations and maintain audit trail of correspondences with auditees in respect of all implementation.Update the status in the IG system (UNIK 2).Annual risk assessmentAssist in performing the risk assessment per the guidelines and templates.Head Office reportingContribute by reporting on the developments and control related events arising within the base location.Regulatory updatesBe updated with regulatory requirements that are relevant to business activities and functions within the base location.Assist Head of Territory audit for regulatory matters.6. Internal communicationRegularly communicate with IG Regional and keep team members posted on significant events and regulatory requirements within base location.Competencies (behavioral / Technical)Ability to perform work within the time frameAbility to acquire the required knowledgeAbility to take initiatives and work as a teamGood proficiency in written and oral communication in EnglishMinimum 2 years of internal auditing experience or operations experienceCertifications in any CA, CIA is a plus,

Keyskills :
itservices audittrail musicmaking tradefinance internalaudit retailbanking riskassessment uditrep