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| Job Location | Mumbai City |
| Education | Not Mentioned |
| Salary | Not Disclosed |
| Industry | IT - Software |
| Functional Area | General / Other SoftwareSales / BD |
| EmploymentType | Full-time |
Volcker Central Office ProfessionalThe Team The Volcker Central Office oversees Clients Enhanced Compliance Program, as required under the Volcker Rule. The Volcker Rule, part of the Dodd- Frank Wall Street Reform and Consumer Protection Act, is a multi- agency regulation that covers all of the Firm s global operations including but not limited to Institutional Securities, Investment Management, Wealth Management, and related control and infrastructure functions. The VCO ensures that the Enhanced Compliance Program is designed, implemented, and enforced in accordance with regulatory requirements, liaises with traders, trading desks, and regulatory agencies, and provides program updates and reporting to the Board and Senior Management. Responsibilities The Volcker Central Office Professional is responsible for data analysis and documentation, preparing materials for Business Unit stakeholders and Senior Management, performing periodic monitoring and reconciliations to ensure program effectiveness, and other related tasks in support of the Enhanced Compliance Program. Specific tasks may include:Monitor for changes in business activity and organizational structure that may impact trading desk assessments and profilesAnalyze control reports and processes for timely resolution of exceptionsPrepare materials for periodic meetings with Business Unit stakeholders and Senior Management, including the annual CEO AttestationTrack deliverables related to internal and external program reviewsPerform data analysis and prepare materials in response to requests from internal testing/ audit teams and from regulatorsAnalyze monthly Volcker metrics data to identify trends, themes, and further enhance supplemental metricsAssist in periodic training of Firm employees on the Volcker Rule and Clients Enhanced Compliance ProgramProvide ad hoc program support, as neededSkills Required:Strong analytical, communication, and project/ program management skillsProficient in MS Excel and PowerPointData analysis/ reconciliation, monitoring and surveillance, including handling of sensitive dataCandidates must be self- motivated, independent, responsive, and organizedExperience in financial services and/ or compliance/ regulatory risk a plusSkills Desired:Knowledge of or interest in learning regulatory requirements under the Volcker Rule and financial markets and products more broadlyProficient with MS Access, SQL/ Visual Basic for Applications (VBA) , TableauDrafting of Policies and ProceduresApply,
Keyskills :
ealth management consumer protection act senior management ms access regulatory risk trading desk data analysis visual basic for applications