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Manager - Compliance - Life Insurance - LLB/CS

5.00 to 7.00 Years   Mumbai City   07 Sep, 2022
Jubilant HR Consultant
Job LocationMumbai City
EducationNot Mentioned
SalaryNot Disclosed
IndustryRecruitment Services
Functional AreaGeneral / Other Software
EmploymentTypeFull-time

Job Description

    Sales ComplianceOur client is one of the leading private sector Life Insurance Company. It is listed on National stock exchange (NSE) and Bombay stock exchange (BSE).Designation : Manager - Sales Compliance.Purpose / key objective of role :The role requires the employee to execute the tasks allotted by the reporting manager(s), in relation to the following compliance areas:- Regulatory updates and implementation : Review regulatory updates and regular tracking and implementation of any regulatory requirements and any other compliance matters.- Advisory role with respect to processes : Providing advisories to stakeholder on various regulatory aspects. Engage with partners and stakeholders to enable compliance related onboarding and servicing processes.- Agreement review : Review intermediary and service partner agreements.- Regulatory Monitoring and reporting : Ensuring monitoring and risk mitigation along with timely analysis and regulatory reporting. Relook at existing processes and evaluate/implement automation to reduce people dependency and errors. Ensure record keeping of Compliance departmental records in line with regulatory requirements.- Regulatory engagement : Engaging with regulators through representations, draft responses and notes on various compliance matters. - Management engagement : Engaging with management on certain requirements and escalations, preparing presentations etc.Key Performance Indicators :- Adherence to TAT and process- No significant complaints from stakeholders- Efficiency and productivity- Willingness to adapt and learnFunctional & Behavioral Competencies :- Knowledge of insurance regulations - Team work and communication skill- Knowledge of the insurance processes would be an advantageQualification / Experience (No of years & type) :- LLB / CS with 5-7 years of relevant experience,

Keyskills :
environmental impact assessmentlife insurancerecord keepingstock exchangeprivate sectorrisk mitigationregulatory requirementstatrisksalesrecordsanalysisexchangeinsurance

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