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Manager, FICC/EQ Surveillance

5.00 to 7.00 Years   Mumbai City   09 May, 2021
Standard Chartered Bank Ltd
Job LocationMumbai City
EducationNot Mentioned
SalaryNot Disclosed
IndustryBanking / Financial Services
Functional AreaGeneral / Other Software
EmploymentTypeFull-time

Job Description

*About Standard Chartered We are a leading international bank focused on helping people and companies prosper across Asia, Africa and the Middle East. To us, good performance is about much more than turning a profit. Its about showing how you embody our valued behaviours - do the right thing, better together and never settle - as well as our brand promise, Here for good. Were committed to promoting equality in the workplace and creating an inclusive and flexible culture - one where everyone can realise their full potential and make a positive contribution to our organisation. This in turn helps us to provide better support to our broad client base.The Role Responsibilities

  • As an independent second line risk control function, execute the relevant aspects of the Compliance framework through robust independent risk control and the provision of specialist advice and constructive challenge in a manner proportionate to the nature, scale and complexity of the Group s business.
  • Proactively support and challenge the Group s businesses and functions to exhibit appropriate conduct, comply with regulatory and compliance requirements and strive to achieve fair outcome for the Group s clients.
  • Evaluate the effectiveness of the Group s compliance efforts.
  • Support the management of the regulatory relationships with each of the regulators, whose rules the Group is subject to.
  • Overall leadership and functional responsibility for members of the FICC/EQ Surveillance team and other Surveillance teams when required.
  • Insofar as they relate to regulatory compliance, be responsible for providing details of developments giving rise to a material risk that serious regulatory breaches or breaches of risk tolerances may occur and notifying any such to management.
  • Maintain independence, deliver timely responses, and timely escalation of risks and issues where they feel risk management tolerance of the firm are exceeded.
  • Build and maintain an effective and constructive relationship with all key business and functional stakeholders
  • Lead the team through example and build the appropriate culture and values.
QUALIFICATIONS:
  • Understanding of market abuse regulations within financial markets.
  • Knowledge of trade surveillance systems, such as SMARTS
  • Good understanding of trading/booking systems and infrastructure
  • Good product knowledge
  • Good understanding and experience in technology project implementation
  • Strong communications skills
  • Preferably a degree holder in a relevant course with at least 5-7 years of relevant surveillance/monitoring/review/audit work experience
  • Analytical, attention to details
  • Ability to multitask, prioritise and meet deadlines
Apply now to join the Bank for those with big career ambitions. To view information on our benefits including our flexible working please visit our career pages . We welcome conversations on flexible working.,

Keyskills :
regulatory compliancemarket abuse regulationsrisk controlrisk management

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