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Manager Sales a Trading Non Market Risk

7.00 to 10.00 Years   Mumbai City   24 Jan, 2020
Morgan Stanley Advantage Services Pvt Ltd
Job LocationMumbai City
EducationNot Mentioned
SalaryNot Disclosed
IndustryBanking / Financial Services
Functional AreaOperations Management / Process Analysis
EmploymentTypeFull-time

Job Description

  • Managing functions within the Regulatory Control Group Mumbai team and effectively integrate new processes and enhance existing ones;
  • Interacting with global non market risk teams with regard to supervisory issues and exceptions;
  • Interacting with global members from associated control functions, such as Legal, Compliance and Technology Risk;
  • Solving problems by effectively collaborating within and across teams outside of the Risk Management function;
  • Supervising the offshore review of sales and trading exception reports on a daily basis and maintaining records relating to these reviews, some examples Reg. SHO, Wash Sales and Employee Trading
  • Supervising offshore activities around risk controls;
  • Improving and monitoring existing control frameworks and / or creating new control frameworks if none exist;
  • Leading projects related to the supervisory platform and the information security program;
  • Establishing relationships and work closely with FID/IED Risk Management, Technology, Operations, Finance, and Compliance.
, CChartered Accountant or Master s in Business Management or similar professional with 7-10 years background in Compliance, Risk Management and / or Trading Support focusing on sales and trading issues
  • Effective management and leadership skills
  • Strong motivation, be a self-starter with a positive outlook and desire to solve problems
  • Strong analytical skills with an ability to understand complex workflows
  • Strong communication skills with an ability to speak to senior management
  • Ability to identify and escalate issues effectively and appropriately
  • Good organizational skills and a high degree of attention to detail
  • Strong project management skills
  • Strong oral and written communication skills with ability to clearly articulate objectives, requirements, risks and issues
  • Proven ability to take ideas forward and to challenge others with integrity and maturity
  • Proficiency in MS Office and related applications (Word, Excel, PowerPoint, Project)
  • Enthusiasm to volunteer or lead planning and organizing in events held by the department and firm

Keyskills :
market riskrisk management technology risksenior management project managementbusiness management information securityestablishi

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Manager Sales a Trading Non Market Risk Related Jobs

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