hireejobs
Register for Job
Hyderabad Jobs
Banglore Jobs
Chennai Jobs
Delhi Jobs
Ahmedabad Jobs
Mumbai Jobs
Pune Jobs
Vijayawada Jobs
Gurgaon Jobs
Noida Jobs
Oil & Gas Jobs
Banking Jobs
Construction Jobs
Top Management Jobs
IT - Software Jobs
Medical Healthcare Jobs
Purchase / Logistics Jobs
Sales
Ajax Jobs
Designing Jobs
ASP .NET Jobs
Java Jobs
MySQL Jobs
Sap hr Jobs
Software Testing Jobs
Html Jobs
IT Jobs
Logistics Jobs
Customer Service Jobs
Airport Jobs
Banking Jobs
Driver Jobs
Part Time Jobs
Civil Engineering Jobs
Accountant Jobs
Safety Officer Jobs
Nursing Jobs
Civil Engineering Jobs
Hospitality Jobs
Part Time Jobs
Security Jobs
Finance Jobs
Marketing Jobs
Shipping Jobs
Real Estate Jobs
Telecom Jobs

Senior Manager / Manager Compliance & Legal

7.00 to 10.00 Years   Mumbai City   24 Oct, 2019
ARIN CONSULTANCY
Job LocationMumbai City
EducationNot Mentioned
SalaryNot Disclosed
IndustryManagement Consulting / Strategy
Functional AreaFinance / Accounts / TaxSales / BD
EmploymentTypeFull-time

Job Description

Key Skills

  • Excellent verbal and written communication.
  • In-depth knowledge of the Companies Act, 1956, SEBI Regulations on PMS, AIF and other guidelines, Foreign Exchange Management Act, Anti Money Laundering laws and KYC requirements.
  • Enthusiasm and drive to spearhead the compliance function of the company almost independently and under the guidance of the reporting manger wherever required.
  • Ability to drive the legal & secretarial function with required support from legal, secretarial consultants and under the guidance of the reporting manger wherever required.
Role & Responsibilities of the Position in brief:
  • Ensuring compliances with SEBI Portfolio Manager, AIF and FPI Rules & Regulations, FEMA, Anti Money Laundering laws and KYC requirements and ensuring that the procedures are followed and regularly reviewed.
  • Ensuring secretarial compliances under the Companies Act, 1956 and such other statutes, regulations and guidelines as required and developing good corporate governance practices for the companies. Arranging board/general meetings and prepare minutes thereof. Follow-up on matters where required to ensure that the decisions of the board are implemented
  • Maintenance of secretarial records, statutory books and registers and handling statutory & internal audits. Responding to inspections, regulatory and audit queries as the principal point of contact
  • Preparation, filing and registering forms, returns, applications or other documentation as required by and on behalf of the companies
  • Handling special assignment relating to Business initiatives to the extent impacting Compliance and Legal affairs.
  • Implementing compliance policies and procedures. Conducting compliance trainings for the employees
  • Monitoring personal account dealings of the employees
  • Assisting in fulfilling the registration and licensing requirements of the entities
  • Conducting compliance audits and helping in the Risk management
  • Conducting internal compliance review and monitoring activities, including periodic reviews of departments
  • Dealing with compliance queries raised by employees of various business divisions
  • Assist in developing global compliance practices and procedures
,

Keyskills :
mis ltd sales finance accountancy orporateg riskmanagement winningothersover antimoneylaundering foreignexchangemanagement internalcompliance foreignexchange sebiregulations globalcompliance companiesact

APPLY NOW

Senior Manager / Manager Compliance & Legal Related Jobs

© 2019 Hireejobs All Rights Reserved