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Team Member Legal, Secretarial & Compliance > Mutual Fund Co> Mumbai

3.00 to 8.00 Years   Mumbai City   07 May, 2021
Amogh Software Solutions Pvt Ltd
Job LocationMumbai City
EducationNot Mentioned
SalaryNot Disclosed
IndustryBanking / Financial Services
Functional AreaSales / BD,Finance / Accounts / Tax
EmploymentTypeFull-time

Job Description

Dear Candidate,We are glad to offer you an opening that we believe you may be interested in as it matches your profile.The requirement is for our client A Leading Mutual Fund OrganizationFollowing are the details of the openings.Opening at: Leading Mutual Fund OrganizationJob Location: MumbaiRole: Team Member Legal, Secretarial and ComplianceReporting to: AVPCompliance & Legal and Company SecretaryJob Role:

  • Assisting in all Secretarial and legal activities which could include reviewing internal processes, documents and reports and ensuring compliance with internal and external regulatory framework.
  • Provide assistance in legal matters and in ensuring compliance with SEBI (Alternative Investment Fund) Regulations and SEBI (Portfolio Management Services) Regulations.
  • Provide legal assistance in reviewing documentation for structured debt deals and unlisted equity transaction
  • Assist in legal matters including drafting and negotiation of legal agreements, correspondence, and other relevant documents
  • Assisting in convening board and shareholders meetings and ensuring compliance with company law requirements.
  • Advising business on legal and secretarial matters
  • Support the organizations responsibilities under various Anti Money Laundering laws, rules and regulations
  • Preparation and review of various regulatory reports / submissions, internal processes / policies and other documents and ensuring compliance with internal and external regulatory framework.
  • Assisting in the Internal Audit/ SEBI Inspection related matters
  • To Update policy(ies) and manuals and ensure relevant compliances
  • Provide assistance in ensuring specified compliances of SEBI (Mutual Fund) Regulations, Other responsibilities that may be assigned.
If this excites you, send us the following at email address ecareers@aspl.biz * Word Format CV * Internal HR Designation * Current Monthly Gross Salary * Expected Monthly Gross Salary * Notice Period Days * Date Of BirthIf you are not looking for a change relevant references would be welcome.We are looking forward to serve you in the best possible wayThanks & Regards,Senior Banking/BFSI Recruitment ConsultantAmogh Recruitment SolutionsE-mail: ecareers@aspl.biz ,

Keyskills :
javasqlunit testingenvironmentreportinganti money launderingcompany lawmutual fundslegal matterslegal assistancewordemaildealsmanualsbusinessdraftingmanagementcompliance

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