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Trade Surveillance (Females Only) a leading investment Bank

7.00 to 12.00 Years   Mumbai City   24 Sep, 2019
Symphoni HR
Job LocationMumbai City
EducationNot Mentioned
SalaryNot Disclosed
IndustryRecruitment Services
Functional AreaGeneral / Other Software
EmploymentTypeFull-time

Job Description

Sr Manager/AVP , Sales and Trading Risk Management (FEMALES), Mumbai @ Leading Global Bank- A leading global bank is looking for Sr Managers (FEMALE CANDIDATES ONLY) for their regulatory control group in Mumbai that works for the banks prime brokerage business. EMEA Shift : 11 / 11 30am to 9 / 9 30 pm RESPONSIBILITIES:

  • Daily review of Sales & Trading activities to comply with regulations/ internal controls
  • Interact with control functions (Legal, Compliance and Technology Risk), non market risk teams
  • Supervise risk control activities / daily review of exception reports/ maintain records of these reviews (SHO, Wash Sales, Employee Trading)
  • Create/ Improve and monitor control frameworks
  • Lead projects related to the supervisory platform and the information security program
  • work with FID /IED/ Risk mgmt / Tech /Ops/ Finance/ Compliance
REQUIREMENTS:
  • CA/ MBA (FIN/ equivalent)
  • Overall 7-11 years out of which 5+ years of relevant experience in Trade Surveillance, Compliance, Risk Management and / or Trading Support focusing on sales and trading issues
  • Capital Market experience is mandatory with skills in Risk Control/Operational Risk/ Compliance/Trade Surveillance
  • Leadership and Project management skills
  • MS Office (Word/ Excel/ Ppt/ Project)
,

Keyskills :
msoffice marketrisk riskcontrol capitalmarket riskmanagement primebrokerage projectmanagement risk emea wash sales prime trading control capital rec ds reviews security brokerage nf mationsecurity

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