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Urgent requirement for Compliance Analyst

3.00 to 8.00 Years   Mumbai City   27 Jun, 2023
Job LocationMumbai City
EducationNot Mentioned
SalaryNot Disclosed
IndustryManagement Consulting / Strategy
Functional AreaProduct Management
EmploymentTypeFull-time

Job Description

    • Hi,Have an Opening for Compliance Analyst with Leading asset management company.Location: MumbaiJob Responsibilities:Managing the monitoring, administration, and completion of regulatory filings across the globe.Assisting in the preparation and filing of periodic regulatory reports, including daily filings.Analyze new and existing global regulatory reporting requirements and figure out how to create a processand source content for the reporting.Overseeing the maintenance, monitoring, and administration of the firms Code of Ethics, including theuse of the StarCompliance system for monitoring employees personal securities transactions, gifts andentertainment reporting and various other disclosures.Coordinating the StarCompliance system across global compliance teams and responding to employeequestions concerning the Code of Ethics.Monitoring controls related to fraud, market abuse, and managing of conflicts of interest.Assisting with administration of the overall compliance program, including management data reporting,and completing special projects and ad hoc assignments.

Keyskills :
monitoringadministration

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