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Wealth Management PAG Risk & Control Assistant Vice President

5.00 to 7.00 Years   Mumbai City   09 May, 2019
Job LocationMumbai City
EducationNot Mentioned
SalaryNot Disclosed
Industryanking / Financial Services
Functional AreaSBU Head / CEO / Director
EmploymentTypeFull-time

Job Description

The AWM Operations Risk and Control team s mission is to enable the proactive identification and timely remediation of risk by providing a framework, infrastructure and support system holistically encompassing the breadth and depth of risk across Asset & Wealth Management Operations. We are responsible for the overall risk and control framework for AWM Operations that incudes governance, regulatory response, risk mitigation, risk transformation and business intelligence. Our Business Control Officers have deep subject matter expertise, are embedded with the broader Operations teams and work hub and spoke with Operations and other pillars of our risk and control team to help carry out the consistency of the framework while driving the continued evolution of a more advanced risk and control approach. We also partner with Operations, Technology and Business leadership to take the best of what we do, within and across LOBs, and drive deliberate cross-pollination, lessons learned, and drive control initiatives all to help drive risk reduction. We serve the broader organization in a collaborative fashion, with a mindset to serve and protect and ensure a design for control oriented approach in all that we do.Qualifications / Skills

  • Bachelors degree in Finance, Accounting, Engineering, Supply Chain or Business related discipline
  • 5+ years of relevant work experience in Risk & Controls, Internal Controls Design & Review, or Risk Consulting
  • Some experience and understanding of key banking processes, regulations and associated risks
  • Highly motivated, energetic self-starter who takes ownership and can drive change through innovation
  • Able to work effectively under pressure and in a dynamic and rapidly changing environment in order to meet deadlines
  • Some experience with Risk and Control Self Assessments, certification like processes
  • Analytic and investigative mindset, dedicated to continuously improving processes
  • Extremely organized and attentive to detail
  • Excellent oral, interpersonal, communication skills; team oriented
  • Understanding of Fiduciary Regulatory requirements related to ERISA, Conflicts of Interest and Part 9; experience a plus
  • Able to work across groups (Audit, Risk, Compliance and allied business groups)
  • Experience working in a matrix and across various regions a plus
  • Proven analytical thinker with ability to identify, analyze and solve problems in a thoughtful manner
  • Focused attention to detail, analytical & inquisitive with high standards for quality and accuracy
  • History of working on multiple initiatives simultaneously, expectation setting, and escalation of issues, where appropriate
  • The ability to think strategically and partner with diverse teams to drive efficiency and process enhancements
  • Able to drive project and initiatives to completion
  • Experience performing deep dive reviews to identify process and control gaps
  • A good understanding of controls and how to apply them to different processes and businesses
  • Project Management Skills - well-organized, structured approach
  • Highly proficient in Microsoft Office suite of products (Excel, SharePoint and PowerPoint)
  • Tableau/Qlikview skills are also a plus
  • Process mapping/re-engineering experience a plus
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Keyskills :
mitigationconsultingcommunicationriskauditsalesoperationsmanagementevelopmentbusinessprojectinvestmentfixedskillsincome

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