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| Job Location | Pune |
| Education | Not Mentioned |
| Salary | Not Disclosed |
| Industry | Banking / Financial Services |
| Functional Area | Sales / BD |
| EmploymentType | Full-time |
Are you risk averse Do you have a keen eye for the finer details Were looking for someone like this to ensure:Day to day operation of SMARTS monitoring tool and analysis of triggered alerts related to APAC wide Equities and Derivatives transactionsInvestigate and close out monitoring alerts thoroughly in a timely manner, and ensure significant issues identified are fully investigated and promptly escalated where necessaryUnderstand the regulatory framework of the exchanges in scope for reviewDrive continuous improvement of the surveillance framework including refinement and recalibration Contribute to the implementation of strategic department projects including global and regional initiativesparticipate in implementation activities including testing and business integrationassist in the production of effective management information reports for Senior ManagementContribute to team discussions, investigations and knowledge acquisitionYour teamYou ll be working in the Trade Surveillance team in Pune for Compliance & Operational Risk Control Monitoring, Surveillance & Controls department. We re responsible for monitoring business activities in relation to compliance with all applicable laws, regulations and policies including Cross Border Activities, Investment Suitability, and Conflicts of Interest, amongst others., You have:Interest in risk management, risk control, audit or complianceIn-depth Equities and related Derivatives product knowledgeAn understanding of the regulatory environment and expectationsKnowledge of SMARTS & ACTIMIZEKnowledge of rules and guidance, together with other relevant regulations and codes of practiceExperience in building relationships with stakeholdersStrong analytical skill, ability to handle multiple tasks simultaneously and work under tight deadlinesGood interpersonal skills and excellent written/oral communication skills
Keyskills :
assets recoverypolicy analysissurveillancems officerisk controlcross borderrisk managementoperational riskinterpersonal skillscontinuous improvementquantitative management