Manager/Senior Manager - Compliance - Banking

Job Description

- Responsible to manage the Compliance function in coordination with HO at GIFT City branch as a separate entity.- Develop compliance adherence, monitoring and reporting to the Senior Management.- Ensuring timely & accurate submissions to various internal & external stake holders. Stake holders to include:- Compliance function at HO- Other Internal control functions.- Local regulatory authorities at GIFT- Other regulatory agencies in the jurisdiction that GIFT is active in.- Relationship Management: Periodic & constructive engagement with regulatory agencies governing GIFT to ensure that regulators are abreast of developments in the Bank and that bank is aware of regulator expectations at times.- Responsible for review / approval of onboarding and customer classification as per the regulatory & AML requirements.- Responsible for development, continuous improvement and functioning of reporting infrastructure on compliance & AML functions.- Review of new products procedures from a compliance perspective - both Indian & global.- Provide insights to business units from a regulatory perspective on fresh business proposals / products as may be required from time to time.- Provide Top Management / ALCO / Credit committee / OREC with timely and relevant insights / MIS / notes on Compliance parameters. - Ensure compliance of the Branch with all regulatory, Basel and internal guidelines and ensure no adverse audit observations.- Keep upto date with global developments from relevant regulatory authorities- Spreading of compliance Culture and awareness across the network.JOB REQUIREMENT:- Smart and positive personality, with self-start, Can-do attitude.- High moral & ethical standards.- Excellent oral & written communication skills.- Ability to interact with various stake holders - internal & external, on regulatory matters.- Understanding of / Ability to understand Banking business, Guidelines and Regulations.- Experience in similar role will be a big advantage.,

Keyskills :
accountancyalcocontrolmisreportingbusiness unitsfinanceregulatory agenciescontinuous improvementwritten communicationcreditbusinesssalesinternal controlbankingbaselbusiness proposalstop management