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Lead-Risk & Compliance

5.00 to 7.00 Years   Gurgaon (Haryana)   14 May, 2025
Job LocationGurgaon (Haryana)
EducationAny Graduate
SalaryAs per Industry Standards
IndustryHealthcare
Functional AreaBanks/Insurance/Financial Services
EmploymentTypeFull-time

Job Description

:

  • Monitoring of Service IDs of various systems that are without ownership
  • Deep dive to arrive at the ownership of the IDs
  • Project ID is EBTS23
Qualifications:
  • Bachelors Degree preferred
  • FINRA Series 7 and Series 24 required
  • Expertise with specific insurance group compliance (e.g. Life, Disability Insurance, Group Insurance, Broker-Dealer, Investment Advisory).
  • Experience in advertising compliance.
  • Strong written and oral communication skills.
  • Advanced expertise in Microsoft Office suite.
  • Ability to communicate effectively to senior management.
Location:This position can be based in any of the following locations:GurgaonCurrent Guardian Colleagues: Please apply through the internal Jobs Hub in WorkdayLocations - Gurgaon

Keyskills :
insurance compliance communication skillsmicrosoft office expertise project management regulatory knowledgeinvestment advisory group insurance

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