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| Job Location | Kolkata |
| Education | Not Mentioned |
| Salary | Rs 50,000 - 3.5 Lakh/Yr |
| Industry | IT - Software |
| Functional Area | AuditEquity Research |
| EmploymentType | Full-time |
Review and Oversight of Controls Review of surveillance exceptions with Business Personnel and Compliance Officers. Monitor that surveillance reviews are being performed properly from a qualitative and timeliness perspective. Oversight of exception reviews generated by detective controls. Identify enhancements to existing controls. Test the integrity of system controls and surveillance reports by participating in testing programs and validating test results. Participate in periodic risk assessments. Development of Controls Partner with Business Personnel, Compliance Officers, and Compliance Technology to develop and/or enhance system controls, surveillance and associated procedures and training.Interested candidates are required to send their resume to: tecksolutions11@gmail.com
Keyskills :
surveillancebloombergenhancementssecuritiesreviewsvalidationbusinesstradingresearchvaluationomplianceinvestigationscomplianceofficers