Control Manager - Vice President

Job Description

You are a strategic thinker passionate about driving solutions in SOX Control Testing. You have found the right team.As a SOX control tester in our Internal Control and Program Management Team, you will spend each day defining, refining and delivering set goals for our firm.You will be part of Internal Control and Program Management team - SOX CCAP in Bangalore which forms part of the Asset & Wealth Management team of Global Finance and Business Management world . Your team is responsible for financial planning and analysis, regulatory reporting, strategy, capital stress, business management and internal control on a global basis. The Internal Control & Program Management (IC & PM) team is part of AWM Finance and Business Management and is responsible for several control initiatives and works closely with many support functions across AWM. The team manages the following control initiatives:
• Sarbanes-Oxley (SOX) & CCAR CFO Attestation Program ( CCAP )
• Resolution and Recovery Planning Program Management
• Coordination and documentation of AWM s quarterly Earnings Representation Letter and Control Affirmation process
• Preparation and analysis of Legal Entity Reorganization and Capital Actions ( RCA ) and inter-company guarantees
• Legal Entity Structure / Reg-W Reporting (including Metrics / EMRs)
• Legal entity reporting and analysis as it relates to the Global Enterprise Management System ( GEMS ), rationalization and other business programs (i.e., FATCA);
• Material Risk Inventory; and
• Control management
Job Responsibilities:
• • Perform and/or review of testing of controls which includes conducting walkthroughs, documenting process flows, requesting information from process owners, creating and executing appropriate test steps, participating in status updates with business owners to share progress and working with the team lead to consolidate results;
  • Risk Assessment review by 10K/Q financial statement line item for both quantitative and qualitative risk factors;
  • Partnering with LOB, finance, risk and/or technology stakeholders to support consistent implementation of the SOX & CCAP framework;
  • Maintain accurate and complete documentation and follow-up on items through completion and report findings to the program manager;
  • Assist in validation and closure of SOX/CCAP issues and related action plans;
  • Creating a proactive risk and control culture that leverages proven evaluation strategies and sound change management protocols;
  • Support special projects, as needed
Required qualifications, capabilities, and skills:
• 12 years experience in Auditing, Accounting, Internal Control, Quality Assurance and/or Finance; with a Degree or Post Graduate Degree in Accounting or Finance; and either ACCA/CPA/CA professional qualification
• Proficient knowledge of control and risk management concepts with the ability to design, create and evaluate risks and controls in conjunction with business partners;
• Working knowledge of financial reporting risks and controls with proven ability to evaluate processes, controls and issues to determine the inherent risks;
• Strong skills in team management, problem solving, written and oral communication; having good executive presence
• Works well individually and in teams, shares information and supports colleagues;
• Ability to work in an evolving environment, manage multiple projects and support a growing business;
• Working knowledge of Microsoft Office applications (Word, Excel, PowerPoint, Visio).
Preferred qualifications, capabilities, and skills:
• Strong background in and/or familiarity with the Financial Services Industry preferred;
• Knowledge of business intelligent tools (such as Xceptor, Alteryx, Tableau etc.) preferred
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Keyskills :
project managementautomationcost controldeliveryltdglobal financerisk managementteam managementproblem solvingmicrosoft officeinternal control