Associate - Compliance

Job Description

DescriptionLine of Service Internal Firm Services Industry/Sector Not Applicable Specialism IFS - Human Capital (HC) Management Level Associate Job Description & Summary A career in our Ethics and Business Conduct - Practice Support practice, within Risk and Compliance services, will provide you the opportunity to work with a team that provides clients with extensive risk and controls technical knowledge and sector specific experience. You ll have the opportunity to develop a holistic approach to risk that protects businesses, facilitates strategic decision making and enhances efficiency by assisting management in the assessment of project risks and controls.Our team helps PwC develop and design effective compliance and ethics initiatives that help us proactively manage our ethics and compliance programmes. You ll assist through all stages of the compliance and ethics life cycle including compliance programme assessments, development and transformation, risk assessment, and industry regulatory compliance. Team : Ethics and Business ConductJob Title :Associate Ethics and Business ConductJob Location : Gurgaon (Preferred)Qualification : CA or MBA or LLBCertifications like Certified Internal Audit (CIA) would be an added advantage.Nature of resource : Full timeExperience : 4-6 years The role involves working in the following areas:1. Conduct process walk through and discussions with stakeholders and is assess process applying lens or risk & controls, is able toidentify opportunities of process / design improvement2. Review of adherence to policies and guidelines in the areas of risk management as well as operations3. Analyze large data sets to be able to drive right insights for taking further next / assist in decision making using tools like MSExcel, Alteryx or BI4. Review documents related to areas being reviewed, document test steps performed along with exceptions / results5. Review work performed by junior colleagues and assist them in improving their understanding of policies / process and approachto perform testing and related work6. Able to discuss exceptions / deficiencies with stakeholders, backing it with valid logic and accurate data7. Liaise with various internal stakeholders on Controls & Compliance initiatives.8. Ongoing assistance to the team on activities / initiatives including keeping Controls & Compliance related documents/ databaseupdated, assist in driving efficiency initiatives or any other that may be relevant to the function.9. Support in managing the internal/external compliance requirements like Internal audit, Quality Management System (QMS), orany other (as required).Required Skills : Relevant experience in Internal audit/risk management roleGood knowledge in MS office (Word, Excel, PPT); Knowledge of Alteryx, Power BI, UiPath will be an added advantage.Committed attitude, an eye for detail and keenness to add value to the teamPassion for the field of internal controls, risk management or complianceExcellent English language communication skills, both spoken and written.Good interpersonal and networking skills.Good listening skills and willingness to learnMandatory Skills: Risk & Compliance or Internal audit Preferred Skills: Risk & Compliance or Internal audit Years of Experience: 4-6 years Qualification: CA or MBA or LLB Certifications like Certified Internal Audit (CIA) would be an added advantage.Education (if blank, degree and/or field of study not specified) Degrees/Field of Study required: Degrees/Field of Study preferred: Certifications (if blank, certifications not specified)Required Skills Internal Auditing, Risk Compliance Optional SkillsDesired Languages (If blank, desired languages not specified)Travel RequirementsAvailable for Work Visa Sponsorship Government Clearance Required Job Posting End Date,

Keyskills :
quality management systempower bims officelife cyclehuman capitalinternal auditrisk managementrisk assessmentrisk complianceenglish languageinternal controlsmanagement systemquality managementcommunication skillsriskexcelstepsdesign