hireejobs
Register for Job
Hyderabad Jobs
Banglore Jobs
Chennai Jobs
Delhi Jobs
Ahmedabad Jobs
Mumbai Jobs
Pune Jobs
Vijayawada Jobs
Gurgaon Jobs
Noida Jobs
Oil & Gas Jobs
Banking Jobs
Construction Jobs
Top Management Jobs
IT - Software Jobs
Medical Healthcare Jobs
Purchase / Logistics Jobs
Sales
Ajax Jobs
Designing Jobs
ASP .NET Jobs
Java Jobs
MySQL Jobs
Sap hr Jobs
Software Testing Jobs
Html Jobs
IT Jobs
Logistics Jobs
Customer Service Jobs
Airport Jobs
Banking Jobs
Driver Jobs
Part Time Jobs
Civil Engineering Jobs
Accountant Jobs
Safety Officer Jobs
Nursing Jobs
Civil Engineering Jobs
Hospitality Jobs
Part Time Jobs
Security Jobs
Finance Jobs
Marketing Jobs
Shipping Jobs
Real Estate Jobs
Telecom Jobs

Audit Executive Fresher, Mumbai (Sion)

0.00 to 1.00 Years   Mumbai City   01 Apr, 2025
Mangalam Placement Private Limited
Job LocationMumbai City
EducationNot Mentioned
SalaryNot Disclosed
IndustryFinancial Services
Functional AreaFinance / Accounts / Tax
EmploymentTypeFull-time

Job Description

    Position: Audit ExecutiveQualification: Any GraduateExperience: FresherLocation: Mumbai (Sion)About Job:
    • Individual is responsible for conducting audits of Authorized Persons (AP) of stockbrokers.
    • Meaning of AP: It is an individual or entity appointed by a registered stockbroker to facilitate trading and related activities on their behalf.
    • They act as an intermediary between the stockbroker and clients.
    Key Responsibilities:
    • Review and understand the audit requirements for Authorized Persons (APs) in accordance with SEBI and stock exchange regulations.
    • Plan the audit route and finalize arrangements of outstation routes
    • Develop a structured audit plan, prioritizing key compliance areas. Coordinate with the Authorized Person for scheduled audits
    • Conduct examination of scheduled APs whether they are adhering to regulatory guidelines.
    • Identify non-compliance issues and recommend corrective actions.
    • Ensure proper documentation of the audit executed
    The role involves traveling outside Maharashtra for two weeks each month. All expenses associated with it, will be borne by the company.

Keyskills :
auditingsapsebi complianceaccounting

APPLY NOW

Audit Executive Fresher, Mumbai (Sion) Related Jobs

© 2019 Hireejobs All Rights Reserved