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Financial Crime Prevention Assurance

4.00 to 7.00 Years   Mumbai (Maharashtra), Pune (Maharashtra)   21 Mar, 2025
Job LocationMumbai (Maharashtra), Pune (Maharashtra)
EducationAny Graduate
SalaryAs per Industry Standards
IndustryFinancial Services/Stockbroking
Functional AreaBanks/Insurance/Financial Services
EmploymentTypeFull-time

Job Description

CityMumbai, PuneJob TypeFull TimeCountry / StateIndiaFunction CategoryComplianceJoin usAt UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that its our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together were more than ourselves. Ready to be part of #teamUBS and make an impactDisclaimer / Policy statementsUBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.Your teamFinancial Crime Prevention is a global program that drives remediation and root-cause resolution of regulatory and related AML, Sanctions, Fraud and Anti-Bribery & Corruption issues across all UBS locations. Your colleagues are a team of talented, motivated professionals, and youll work with all stakeholders at all levels from compliance teams and the business.The FCP Assurance function is responsible for all consolidated supervision, control testing and quality assurance activities within financial crime prevention including execution of periodic location reviews; control testing over first and second lines of defense; targeted quality assurance activities over execution of controls; setting and maintaining a strategy for assurance activity and reviewing the assurance program on an annual basis; working in conjunction with other control, monitoring and audit teams.Your expertise

  • An initiative taker and able to co-ordinate multiple tasks and drive delivery of results to meet tight deadlines
  • Degree level or equivalent education
  • 4 years experience ideally in compliance, audit or control assurance roles (experience in a large global financial services organization is highly desirable)
  • Demonstrable experience successfully working with business stakeholders at a variety of levels
  • Good understanding of control management and/or audit methodology, from planning through execution to reporting
  • Good communication skills in order to effectively engage with key stakeholders
  • Excellent understanding of AML regulations and policy in at least one jurisdiction, good knowledge of AML regulations across the APAC region and at least some working knowledge across Anti Bribery and Corruption, Sanctions control and Anti-fraud disciplines
  • Detail oriented, professionally curious and able to provide effective challenge
  • Team player and strong collaborator
  • Excellent written and spoken communications in English, other languages are an asset
About usUBS is the worlds largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.We have a presence in all major financial centers in more than 50 countries.Your Career ComebackWe are open to applications from career returners. Find out more about our program on ubs.com/careercomeback.Locations - Mumbai, Pune, India

Keyskills :
financial crime prevention control management compliance experienceaudit methodology stakeholder engagement aml ubs asset management financial services wealth management wealth manager corporate banking

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