Officer 2 - AML / KYC

Job Description

As an Officer 2 in Operations Compliance Services at IQ-EQ, you will be responsible for handling low to moderate complexity AML/KYC and FATCA matters with moderate supervision. Your role will involve executing standard compliance activities independently while developing a deeper understanding of regulatory requirements and risk assessment procedures.**Core Responsibilities:**- Execute standard AML/KYC processes- Perform basic risk assessments- Maintain regulatory documentation- Support client communication- Monitor compliance requirements- Process FATCA/CRS documentation- Ensure data accuracy and completeness**Key Tasks:**- Review KYC documentation for completeness- Process standard investor onboarding files- Monitor compliance deadlines- Validate FATCA classifications- Verify GIINs against IRS records- Prepare regulatory reports- Maintain tracking systems- Handle routine client queries- Process periodic reviews- Document compliance findings- Follow escalation procedures**Qualifications:****Educational Background:**- Bachelors degree in finance, Accounting, Business Administration, or a related field**Professional Experience:**- 12 years of experience in AML/KYC processing or compliance roles**Skills And Key Behaviours:**In addition to upholding IQ-EQs Group Values (Authentic, Bold, and Collaborative), you are expected to demonstrate the following:- Familiarity with risk assessment and regulatory documentation standards- Competence in managing FATCA/CRS documentation- Proficiency in using compliance databases and tools- Strong analytical and problem-solving skills- Ability to manage time effectively and meet deadlines- Proactivity and self-motivation with a commitment to quality- Collaboration and team orientationAt IQ-EQ, sustainability is integral to the business strategy and operations. The commitment to building and maintaining meaningful, long-term relationships with all stakeholders while reducing the impact on the natural environment is paramount. The inclusive, equitable, and diverse culture is fostered for employees, supported by learning and development programs and systems. The company is committed to growing long-term relationships with clients and supporting them in achieving their objectives, understanding that client sustainability and success lead to the companys sustainability and success. As an Officer 2 in Operations Compliance Services at IQ-EQ, you will be responsible for handling low to moderate complexity AML/KYC and FATCA matters with moderate supervision. Your role will involve executing standard compliance activities independently while developing a deeper understanding of regulatory requirements and risk assessment procedures.**Core Responsibilities:**- Execute standard AML/KYC processes- Perform basic risk assessments- Maintain regulatory documentation- Support client communication- Monitor compliance requirements- Process FATCA/CRS documentation- Ensure data accuracy and completeness**Key Tasks:**- Review KYC documentation for completeness- Process standard investor onboarding files- Monitor compliance deadlines- Validate FATCA classifications- Verify GIINs against IRS records- Prepare regulatory reports- Maintain tracking systems- Handle routine client queries- Process periodic reviews- Document compliance findings- Follow escalation procedures**Qualifications:****Educational Background:**- Bachelors degree in finance, Accounting, Business Administration, or a related field**Professional Experience:**- 12 years of experience in AML/KYC processing or compliance roles**Skills And Key Behaviours:**In addition to upholding IQ-EQs Group Values (Authentic, Bold, and Collaborative), you are expected to demonstrate the following:- Familiarity with risk assessment and regulatory documentation standards- Competence in managing FATCA/CRS documentation- Proficiency in using compliance databases and tools- Strong analytical and problem-solving skills- Ability to manage time effectively and meet deadlines- Proactivity and self-motivation with a commitment to quality- Collaboration and team orientationAt IQ-EQ, sustainability is integral to the business strategy and operations. The commitment to building and maintaining meaningful, long-term relationships with all stakeholders while reducing the impact on the natural environment is paramount. The inclusive, equitable, and diverse culture is fostered for employees, supported by learning and development programs and systems. The company is committed to growing long-term relationships with clients and supporting them in achieving their objectives, understanding that client sustainability and success lead to the companys sustainability and success.

Keyskills :
Risk assessmentAnalytical skillsTime managementCollaborationTeam orientationAMLKYC processingCompliance rolesRegulatory documentation standardsFATCACRS documentation managementCompliance databasestools usageProblemsolving skillsDeadline manage