VP, Senior Audit Manager - Operations

Job Description

Role Overview:You will be responsible for leading and executing Operations audit engagements, reviewing the design and effectiveness of the banks control environment, and providing administrative management support to the India-based Internal Audit team.Key Responsibilities:- Engage with India Leadership to understand emerging risks and provide risk themes and trends for improving governance and control awareness.- Provide administrative management support to the Internal Audit team in India, motivating and developing individuals to elevate quality and expand capabilities.- Assist with continuous monitoring activities related to Operations.- Lead and execute audits by defining audit test steps, performing fieldwork, and drafting audit reports.- Review and provide feedback on detailed process walkthroughs, audit work papers, control design and effectiveness testing, and process maps.- Ensure effective and efficient execution of audits in conformance with professional and department quality standards.- Identify and articulate control gaps or deficiencies, present audit results to internal audit leadership and business organization.- Contribute to risk assessment process and ongoing business/industry monitoring.- Maintain internal audit competency through professional development.- Oversee career and professional development of direct reports.- Perform other duties and/or special projects as assigned.Qualifications Required:- Bachelors degree in accounting, finance, business with 7 years of financial services experience or 9 years of financial services experience.- 7 years of internal audit, public accounting, financial services, banking operations, banking compliance, or equivalent experience.- Experience managing, supervising, and mentoring individuals.- CPA/CIA or similar certification.- Up to approximately 20% travel may be required.Desired Skills:- Graduate degree in accounting, finance, or business with appropriate certifications such as CPA, CA, CIA, CRCM, or CAMs.- Knowledgeable and experienced in control theory and professional auditing practices.- Experience in credit card/financial services, banking, and working with regulators.- Strong oral communication, business writing, presentation, and facilitation skills.- Ability to identify problems and recommend solutions to complex issues.- Strong analytical, risk management, and problem-solving skills.(Note: Additional details of the company were omitted as they were not present in the job description.) Role Overview:You will be responsible for leading and executing Operations audit engagements, reviewing the design and effectiveness of the banks control environment, and providing administrative management support to the India-based Internal Audit team.Key Responsibilities:- Engage with India Leadership to understand emerging risks and provide risk themes and trends for improving governance and control awareness.- Provide administrative management support to the Internal Audit team in India, motivating and developing individuals to elevate quality and expand capabilities.- Assist with continuous monitoring activities related to Operations.- Lead and execute audits by defining audit test steps, performing fieldwork, and drafting audit reports.- Review and provide feedback on detailed process walkthroughs, audit work papers, control design and effectiveness testing, and process maps.- Ensure effective and efficient execution of audits in conformance with professional and department quality standards.- Identify and articulate control gaps or deficiencies, present audit results to internal audit leadership and business organization.- Contribute to risk assessment process and ongoing business/industry monitoring.- Maintain internal audit competency through professional development.- Oversee career and professional development of direct reports.- Perform other duties and/or special projects as assigned.Qualifications Required:- Bachelors degree in accounting, finance, business with 7 years of financial services experience or 9 years of financial services experience.- 7 years of internal audit, public accounting, financial services, banking operations, banking compliance, or equivalent experience.- Experience managing, supervising, and mentoring individuals.- CPA/CIA or similar certification.- Up to approximately 20% travel may be required.Desired Skills:- Graduate degree in accounting, finance, or business with appropriate certifications such as CPA, CA, CIA, CRCM, or CAMs.- Knowledgeable and experienced in control theory and professional auditing practices.- Experience in credit card/financial services, banking, and working with regulators.- Strong oral communication, business writing, presentation, and facilitation skills.- Ability to identify problems and recommend solutions to complex issues.- Strong analytical, risk management, and problem-solving skills.(Note: Additional details of the c

Keyskills :
Internal AuditRisk ManagementFinancial ServicesBanking OperationsMentoringCPACIACRCMRegulatory ComplianceFederal ReserveOCCBusiness WritingPresentation SkillsRisk AssessmentAccountingFinanceAnalytical SkillsControlsSupervisingCAMsCredi