Executive - Controls & Compliance

Job Description

As a Control Testing Specialist, your role involves performing control testing under SoX and ICoFR regulations, including design and operating reviews. You will be responsible for managing controls documentation in line with best practices and applicable regulations, as well as overseeing remediation management for controls across all Group entities. Your duties also include defining and managing an effective internal control framework for the Business tower, driving Dashboard reporting and audit efficiencies, and collaborating with stakeholders to resolve issues and provide process improvement suggestions. Additionally, you will manage a team of SOX testers, ensuring high-quality audit program delivery and conducting performance reviews to aid career progression.Key Responsibilities:- Perform control testing under SoX and ICoFR regulations- Manage controls documentation and remediation across Group entities- Define and manage internal control framework for the Business tower- Drive Dashboard reporting and audit efficiencies- Collaborate with stakeholders to resolve issues and provide process improvement suggestions- Manage a team of SOX testers and ensure high-quality audit program deliveryQualifications Required:- Graduate, B.Com, M.Com, or MBA (Finance)- Professional certification such as CIA, CISA, DISA, CSOE, or SOX related certification- SAP certification is an added advantageIn addition to the above qualifications, having a total of 1 year experience in SOX testing, Risk and Controls, or Internal Audit is essential. You should have experience working on business control testing and internal audit projects, conducting test of design and operative effectiveness, and managing multiple stakeholders and senior management to agree on risk-based issues and remediation. Experience of managing small teams, working on international SOX testing programs, or specific ICOFR programs, and working in Big 4 or cross-border control testing teams would be advantageous. Additionally, having performed risk-based control testing with SAP as the primary ERP is beneficial for this role. As a Control Testing Specialist, your role involves performing control testing under SoX and ICoFR regulations, including design and operating reviews. You will be responsible for managing controls documentation in line with best practices and applicable regulations, as well as overseeing remediation management for controls across all Group entities. Your duties also include defining and managing an effective internal control framework for the Business tower, driving Dashboard reporting and audit efficiencies, and collaborating with stakeholders to resolve issues and provide process improvement suggestions. Additionally, you will manage a team of SOX testers, ensuring high-quality audit program delivery and conducting performance reviews to aid career progression.Key Responsibilities:- Perform control testing under SoX and ICoFR regulations- Manage controls documentation and remediation across Group entities- Define and manage internal control framework for the Business tower- Drive Dashboard reporting and audit efficiencies- Collaborate with stakeholders to resolve issues and provide process improvement suggestions- Manage a team of SOX testers and ensure high-quality audit program deliveryQualifications Required:- Graduate, B.Com, M.Com, or MBA (Finance)- Professional certification such as CIA, CISA, DISA, CSOE, or SOX related certification- SAP certification is an added advantageIn addition to the above qualifications, having a total of 1 year experience in SOX testing, Risk and Controls, or Internal Audit is essential. You should have experience working on business control testing and internal audit projects, conducting test of design and operative effectiveness, and managing multiple stakeholders and senior management to agree on risk-based issues and remediation. Experience of managing small teams, working on international SOX testing programs, or specific ICOFR programs, and working in Big 4 or cross-border control testing teams would be advantageous. Additionally, having performed risk-based control testing with SAP as the primary ERP is beneficial for this role.

Keyskills :
SOX testingInternal AuditRiskControls